Here is a sampling of compliance issues.
Equal Opportunity and Employment Compliance
Accessibility
Compliance Requirement/Statute
Operational Department/Contact
- Equal Employment Opportunity
- Amber Fulcher (email link), ADA/504 Coordinator
Available Training/Resources/Information
University Policy/Operating Procedure
Equal Opportunity
Compliance Requirement/Statute
- EEOC (Equal Employment Opportunity Act of 1972) Affirmative Action [42 CFR sec. 483.75 (1989)
Operational Department/Contact
- Equal Employment Opportunity
- Nick Stanton (email link), Director, UVM Office of Affirmative Action and Equal Opportunity
Available Training/Resources/Information
University Policy/Operating Procedure
Alcohol and Other Drugs in the Workplace
Compliance Requirement/Statute
- Drug Free Workplace Act of 1988 [45 CFR (76 subpart f)] Criminal Drug Offense Reporting [41 USCS § 701]
- Drug Free Schools and Communities Act Amendments of 1989 [Public Law 101-226]
Operational Department/Contact
University Policy/Operating Procedure
Commercial Drivers Testing
Compliance Requirement/Statute
- Omnibus Transportation Employee Testing Act of 1991 Drug and Alcohol Testing 49 CFR Part 40
Operational Department/Contact
Available Training/Resources/Information
University Policy/Operating Procedure
Compensation
Compliance Requirement/Statute
- Fair Labor Standards Act (FLSA)- [29 usc sec. 201-219; 251-262] Minimum Wage and Overtime
Operational Department/Contact
- Human Resources Services
- Greg Paradiso (email link), Director of Benefits, Compensation and HRIS
Available Training/Resources/Information
University Policy/Operating Procedure
Employment of Foreign Nationals
Compliance Requirement/Statute
- Employment of Foreign Nationals Immigration Reform and Control Act of 1986 Part A[8 USC 1324a](Visas and I-9s) Immigration and Nationality Act (8 USC 1101 et seq.)
Operational Department/Contact
- Office of International Education
- Emma Swift (email link), Director of the Office of International Education
Available Training/Resources/Information
- Immigration Services Manual
University Policy/Operating Procedure
Labor Practices – Unions
Compliance Requirement/Statute
- Fair Labor Practices - Unionized Employees
- SELRA State Employees Labor Relations Act
- Vermont Labor Relations Board
Operational Department/Contact
University Policy/Operating Procedure
Leaves of Absence
Compliance Requirement/Statute
- Family and Medical Leave Act (FMLA), [29 USC sec 2601]
- VT Parental and Family Leave Act
- Uniformed Services Employment and Reemployment Act (USERRA)
Operational Department/Contact
- Human Resources Services
- Greg Paradiso (email link), Director of Benefits, Compensation and HRIS
Available Training/Resources/Information
University Policy/Operating Procedure
Other Nondiscrimination Requirements
Compliance Requirement/Statute
- ADEA (Age Discrimination in Employment Act of 1967) [29 USC sec 621 et seq.]
- The Rehabilitation Act of 1973 [29 USC sec. 793 et seq.]
- The Rehabilitation Act of 1973 [29 USC sec. 793 et seq.]
- Pregnancy Discrimination Act (PDA)(42 USC 2000e(k))
- Vermont Law Fair Employment Practices 21 V.S.A. 495-496
Operational Department/Contact
- Nick Stanton (email link), Director, UVM Office of Equal Opportunity
Available Training/Resources/Information
University Policy/Operating Procedure
Sexual Harassment and Misconduct
Compliance Requirement/Statute
Operational Department/Contact
- Equal Employment Opportunity
- Nick Stanton (email link), Director, UVM Office of Equal Opportunity
Available Training/Resources/Information
- Sexual Conduct Education and Resources
- Employee Trainings Available through Professional Development and Training
University Policy/Operating Procedure
Veteran Status
Compliance Requirement/Statute
Operational Department/Contact
- UVM Student Veteran Services
- David Carlson (email link), Coordinator of Student Veteran Services
Available Training/Resources/Information
University Policy/Operating Procedure
View in table format
| SPECIFIC COMPLIANCE ISSUE | COMPLIANCE REQUIREMENT/ STATUTE | OPERATIONAL DEPARTMENT/ CONTACT | AVAILABLE TRAINING/ RESOURCES/ INFORMATION | UNIVERSITY POLICY/ OPERATING PROCEDURE |
|---|---|---|---|---|
| Accessibility | ADA (Americans with Disabilities Act of 1990) [42 USC sec. 12101; 29 CFR sec. 1630] | Amber Fulcher (email link), ADA/504 Coordinator | ||
| Equal Opportunity | EEOC (Equal Employment Opportunity Act of 1972) Affirmative Action [42 CFR sec. 483.75 (1989) | Nick Stanton (email link), Director, UVM Office of Equal Opportunity | Recruitment Resources | |
| Alcohol and Other Drugs in the Workplace |
| Director of Labor Relations & Employment Services (email link) | ||
| Commercial Drivers Testing | Omnibus Transportation Employee Testing Act of 1991 Drug and Alcohol Testing 49 CFR Part 40 | Driver Training | ||
| Compensation | Fair Labor Standards Act (FLSA)- [29 usc sec. 201-219; 251-262] Minimum Wage and Overtime |
Greg Paradiso (email link), Director of Benefits, Compensation and HRIS | Exempt vs. NonExempt Positions | |
| Employment of Foreign Nationals | Employment of Foreign Nationals Immigration Reform and Control Act of 1986 Part A[8 USC 1324a](Visas and I-9s) Immigration and Nationality Act (8 USC 1101 et seq.) | Office of International Education Emma Swift (email link), Director of the Office of International Education | Immigration Services Manual | |
| Labor Practices – Unions | Fair Labor Practices - Unionized Employees SELRA State Employees Labor Relations Act Vermont Labor Relations Board | Director of Labor Relations & Employment Services (email link) | ||
| Leaves of Absence |
|
Greg Paradiso (email link), Director of Benefits, Compensation and HRIS | Staff Handbook - Leaves and Time Off | |
| Other Nondiscrimination Requirements |
|
Nick Stanton (email link), Director, UVM Office of Equal Opportunity | Recruitment Resources |
|
| Sexual Harassment and Misconduct | Title IX of the Education Amendment of 1972 20 U.S.C. 1681-1688 | Nick Stanton (email link), Director, UVM Office of Equal Opportunity | Sexual Conduct Education and Resources
| |
| Veteran Status | U.S. Department of Veterans Affairs G.I. Bill |
David Carlson (email link), Coordinator of Student Veteran Services | Student Veteran Services |
Privacy & Information Security
Data Breach Notification
Compliance Requirement/Statute
Operational Department/Contact
- Office of Compliance Services
- Tessa Lucey (email link), Director of Compliance Services and Chief Privacy Officer
University Policy/Operating Procedure
FERPA/Student Records
Compliance Requirement/Statute
Operational Department/Contact
- Registrar
- Veronika Carter (email link), Registrar
Available Training/Resources/Information
University Policy/Operating Procedure
HIPAA/Protected Health Information
Compliance Requirement/Statute
Operational Department/Contact
- Covered Component Privacy Officers
Available Training/Resources/Information
University Policy/Operating Procedure
Information Security
Operational Department/Contact
- Enterprise Technology Services (ETS)
- iso@uvm.edu (email link), Information Security Officer
Available Training/Resources/Information
University Policy/Operating Procedure
Library Records
Compliance Requirement/Statute
- USA PATRIOT Act, Public Law 107-56 Vermont Public Records Act (1 V.S.A. §317)
Operational Department/Contact
- University Libraries
- Bryn Geffert (email link), Dean of University Libraries
University Policy/Operating Procedure
Privacy Program
Operational Department/Contact
- Office of Compliance Services
- Tessa Lucey (email link), Director of Compliance Services and Chief Privacy Officer
University Policy/Operating Procedure
Public Records Requests
Compliance Requirement/Statute
- Vermont Public Records Act (1 V.S.A. §§315-320)
Operational Department/Contact
University Policy/Operating Procedure
Records Retention
Compliance Requirement/Statute
- Various
Operational Department/Contact
- Office of Compliance Services
- Tessa Lucey (email link), Director of Compliance Services and Chief Privacy Officer
Available Training/Resources/Information
University Policy/Operating Procedure
Red Flag Rules
Compliance Requirement/Statute
Operational Department/Contact
- Student Financial Services
- Joey Catania (email link), Assistant Director of Compliance & Audit, Student Financial Services
Available Training/Resources/Information
- See Program/Policy
University Policy/Operating Procedure
View in table format
| SPECIFIC COMPLIANCE ISSUE | COMPLIANCE REQUIREMENT/ STATUTE | OPERATIONAL DEPARTMENT/ CONTACT | AVAILABLE TRAINING/ RESOURCES/ INFORMATION | UNIVERSITY POLICY/ OPERATING PROCEDURE |
|---|---|---|---|---|
| Data Breach Notification | Tessa Lucey (email link), Director of Compliance Services and Chief Privacy Officer | |||
| FERPA/Student Records | Family Educational Rights and Privacy Act (FERPA) | Veronika Carter (email link), Registrar | ||
| HIPAA/Protected Health Information | HIPAA | Covered Component Privacy Officers | ||
| Information Security | Enterprise Technology Services (ETS) iso@uvm.edu (email link), Information Security Officer | |||
| Library Records | USA PATRIOT Act, Public Law 107-56 Vermont Public Records Act (1 V.S.A. §317) | Bryn Geffert (email link), Dean of University Libraries | ||
| Privacy Program | Office of Compliance Services
| |||
| Public Records Requests | Vermont Public Records Act (1 V.S.A. §§315-320) | General Counsel (email link) | ||
| Records Retention | Various | Office of Compliance Services
| ||
| Red Flag Rules | Federal Trade Commission Notice | Joey Catania (email link), Associate Director of Student Financial Services |
|
Conflict of Interest & Commitment
Conflicts of Interest and Commitment
Operational Department/Contact
University Policy/Operating Procedure
Financial Conflict of Interest in Research
Compliance Requirement/Statute
- Public Health Service (PHS) policy [42 CFR Part 50, Subpart F
- National Science Foundation (NSF) policy [Federal Register: July 11, 1995 (vol.60 number 132)]
Operational Department/Contact
- Research Support and Integrity
- Victoria Jones (email link), Research Compliance Officer
University Policy/Operating Procedure
View in table format
| SPECIFIC COMPLIANCE ISSUE | COMPLIANCE REQUIREMENT/ STATUTE | OPERATIONAL DEPARTMENT/ CONTACT | AVAILABLE TRAINING/ RESOURCES/ INFORMATION | UNIVERSITY POLICY/ OPERATING PROCEDURE |
|---|---|---|---|---|
| Conflicts of Interest and Commitment | ||||
| Financial Conflict of Interest in Research | Research Support and Integrity Victoria Jones (email link), Research Compliance Officer |
General Compliance
Americans with Disabilities Act (ADA)
Responsible Official
- President
Operational Department
- Office of Equal Opportunity
Additional Information
Donor Gift Restrictions
Responsible Official
- Vice President for Finance and Administration
Operational Department
- Controllers Office
Additional Information
EEOC/Affirmative Action
Responsible Official
- President
Operational Department
- Director, Office of Equal Opportunity
Additional Information
Environmental Health and Safety
Responsible Official
- Chief Safety and Compliance Officer
Operational Department
- Director of Environmental Health and Safety
Additional Information
Facilities/Construction: State and Local Regulations
Responsible Official
- Vice President for Finance and Administration
Operational Department
- Planning, Design and Construction
Additional Information
HIPAA (hybrid entity)
Responsible Official
- Component HIPAA Privacy Officers
Operational Department
- Individual Covered Components
Additional Information
Human Resources
Responsible Official
- Chief Human Resource Officer
Operational Department
- Human Resources
Additional Information
- Employment Compliance Issues (see Affirmative Action and Employment Compliance)
Immigration
Responsible Official
- Senior Vice President and Provost
Operational Department
- Director International Education
Additional Information
Intellectual Property/Technology Transfer
Responsible Official
- Vice President for Research
Operational Department
- Director Office of Technology Commercialization
Additional Information
NCAA/Athletics/Equity in Athletics
Responsible Official
- President
Operational Department
- Director of Athletics
Additional Information
Public Safety
Responsible Official
- Chief Safety and Compliance Officer
Operational Department
- Chief of Police
Additional Information
Records Retention
Responsible Official
- Chief Privacy Officer
Operational Department
Additional Information
Research Policy and Administration
Responsible Official
- Vice President for Research
Operational Department
- Assoc Vice President Research Administration
Additional Information
Sexual Harassment
Responsible Official
- Senior Vice President and Provost
Operational Department
- Director Office of Equal Opportunity
Additional Information
- Office of Equal OpportunityHome Page
Student Financial Aid
Responsible Official
- Vice Provost for Enrollment Management
Operational Department
- Director Student Financial Services
Additional Information
Student Records (FERPA)
Responsible Official
- Senior Vice President and Provost
Operational Department
- Registrar
Additional Information
Tax Related
Responsible Official
- Vice President for Finance and Administration
Operational Department
- Controllers Office
Additional Information
View in table format
| Compliance Area | Responsible Official | Operational Department | Additional Information |
|---|---|---|---|
| Americans with Disabilities Act (ADA) | President | Office of Equal Opportunity | ADA & Universal Design |
| Donor Gift Restrictions | Vice President for Finance and Administration | Controllers Office | Gifts Policy (PDF) |
| EEOC/ Affirmative Action | President | Director Office of Equal Opportunity | Office of Equal Opportunity Home Page |
| Environmental Health and Safety | Chief Safety and Compliance Officer | Director of Environmental Health and Safety | Risk Management |
| Facilities/Construction: State and Local Regulations | Vice President for Finance and Administration | Planning, Design and Construction | Planning, Design and Construction |
| HIPAA (hybrid entity) | Component HIPAA Privacy Officers | Individual Covered Components | HIPAA Information |
| Human Resources | Chief Human Resource Officer | Human Resources | Employment Compliance Issues |
| Immigration | Senior Vice President and Provost | Director International Education | International Education Office |
| Intellectual Property/Technology Transfer | Vice President for Research | Director Office of Technology Commercialization | Office of Technology Commercialization |
| NCAA/Athletics/Equity in Athletics | President | Director of Athletics | Athletics Compliance Office Equity in Athletics |
| Public Safety | Chief Safety and Compliance Officer | Chief of Police | Police Services |
| Records Retention | Chief Privacy Officer | Office of Privacy Services | Record Retention Presentation |
| Research Policy and Administration | Vice President for Research | Assoc Vice President Research Administration | Research Compliance Issues |
| Sexual Harassment | Senior Vice President and Provost | Director Office of Equal Opportunity | Equal Opportunity Home Page |
| Student Financial Aid | Vice Provost for Enrollment Management | Director Student Financial Services | Student Financial Services |
| Student Records (FERPA) | Senior Vice President and Provost | Registrar | |
| Tax Related | Vice President for Finance and Administration | Controllers Office | Tax Information |
Sponsored Program and Research Compliance
Animal Care
Compliance Requirement/Statute
Operational Department/Contact
- Animal Care Management
- Ida Washington (email link), University Veterinarian
Available Training/Resources/Information
University Policy/Operating Procedure
Conflicts of Interest in Research
Compliance Requirement/Statute
- Public Health Service (PHS) policy [42 CFR Part 50, Subpart F
- National Science Foundation (NSF) policy [Federal Register: July 11, 1995 (vol.60 number 132)].
Operational Department/Contact
- Research Support and Integrity
- Victoria Jones (email link), Research Compliance Officer
Available Training/Resources/Information
- Sponsored Project Administration: Research COI Information
- HHS: PHS COI FAQ
- NSF Conflict of Interest Requirements
University Policy/Operating Procedure
Controlled Substances
Compliance Requirement/Statute
Operational Department/Contact
- Animal Care Management
- Ida Washington (email link), University Veterinarian
Available Training/Resources/Information
- Department of Risk Management & Safety – Controlled Substances
- Training is also included in the required IACUC training for individual involved in IACUC protocols
University Policy/Operating Procedure
Effort Reporting
Compliance Requirement/Statute
Operational Department/Contact
- Financial & Cost Accounting Services
- Lindsey Donovan (email link), Associate Controller
Available Training/Resources/Information
University Policy/Operating Procedure
Export Controls
Compliance Requirement/Statute
- Export Administration Regulations (EAR) and International Traffic in Arms Control (ITAR)
- Office of Foreign Assets Control (OFAC) administers and enforces trade embargoes and sanctions
Operational Department/Contact
- Research Support and Integrity
- Victoria Jones (email link), Research Compliance Officer
Available Training/Resources/Information
University Policy/Operating Procedure
Financial Management of Sponsored Projects
Compliance Requirement/Statute
Operational Department/Contact
- Sponsored Project Administration
- Brian Prindle (email link), Executive Director for Research Administration and Integrity
- Lindsey Donovan (email link), Associate Controller
Available Training/Resources/Information
University Policy/Operating Procedure
Human Subject Research
Compliance Requirement/Statute
- HHS Policy for the Protection of Human Subjects
- FDA Regulations related to Human Subjects and Clinical Trials
Operational Department/Contact
- Research Protections Office
- Donna Silver (email link), Director of the Research Protections Office
Available Training/Resources/Information
University Policy/Operating Procedure
Intellectual Property/Technology Transfer
Compliance Requirement/Statute
Operational Department/Contact
- UVM Innovations
- Kerry Swift (email link), Technology Licensing Officer
University Policy/Operating Procedure
Research Policy and Administration
Operational Department/Contact
- Office of the Vice President for Research
- Dan Harvey (email link), Director of Operations to the Vice President for Research
Scientific Misconduct
Compliance Requirement/Statute
- NIH and NSF require institutions to adopt procedures that satisfy minimum standards. NIH requires annual update. Flowdown is required.
Operational Department/Contact
- Sponsored Project Administration
- Brian Prindle (email link), Executive Director for Research Administration and Integrity
Available Training/Resources/Information
University Policy/Operating Procedure
View in table format
| SPECIFIC COMPLIANCE ISSUE | COMPLIANCE REQUIREMENT/ STATUTE | OPERATIONAL DEPARTMENT/ CONTACT | AVAILABLE TRAINING/ RESOURCES/ INFORMATION | UNIVERSITY POLICY/ OPERATING PROCEDURE |
|---|---|---|---|---|
| Animal Care | Ida Washington (email link), University Veterinarian | Manual for Vertebrate Animal Research | ||
Conflicts of Interest in Research | Research Support and Integrity Victoria Jones (email link), Research Compliance Officer | Financial Conflict of Interest in Sponsored Research (PDF) | ||
| Controlled Substances | Ida Washington (email link), University Veterinarian |
|
| |
| Effort Reporting | Financial & Cost Accounting Services Lindsey Donovan (email link), Associate Controller | Effort Management and Reporting on Sponsored Agreements (PDF) | ||
| Export Controls | Research Support and Integrity Victoria Jones (email link), Research Compliance Officer | Export Controls (PDF) | ||
| Financial Management of Sponsored Projects | Sponsored Project Administration Brian Prindle (email link), Executive Director for Research Administration and Integrity Lindsey Donovan (email link), Associate Controller | Research Related Policies | ||
| Human Subject Research | Donna Silver (email link), Director of the Research Protections Office | Manual for Human Subjects Research | ||
| Intellectual Property/Technology Transfer | Kerry Swift (email link), Technology Licensing Officer | Intellectual Property Policy (PDF) | ||
| Research Policy and Administration | Office of the Vice President for Research Dan Harvey (email link), Director of Operations to the Vice President for Research
| |||
| Responsible Conduct in Research | ||||
| Scientific Misconduct |
| Sponsored Project Administration Brian Prindle (email link), Executive Director for Research Administration and Integrity | Misconduct in Research (PDF) | |
| Sponsored Project Compliance |
Environmental Health and Safety Compliance
Alcohol and Drugs
Operational Department/Contact
University Policy/Operating Procedure
Biosafety
Compliance Requirement/Statute
Operational Department/Contact
- Sonia Godoy-Tundidor (email link), Biosafety Officer
Available Training/Resources/Information
University Policy/Operating Procedure
Bloodborne Pathogens
Compliance Requirement/Statute
Operational Department/Contact
- Environmental Health and Safety
- Sonia Godoy-Tundidor (email link), Biosafety Officer
Available Training/Resources/Information
University Policy/Operating Procedure
Chemical Facilities
Compliance Requirement/Statute
Operational Department/Contact
- Environmental Health and Safety
- Francis Churchill (email link), Director of Environmental Health & Safety
Available Training/Resources/Information
- UVM's chemical inventory does not meet the quantity threshold that would require top screen status.
University Policy/Operating Procedure
Driver Safety
Operational Department/Contact
- Environmental Health and Safety
- Francis Churchill (email link), Director of Environmental, Health and Safety
Available Training/Resources/Information
University Policy/Operating Procedure
Fire and Life Safety
Operational Department/Contact
- Environmental Health and Safety
- Barry Simays (email link), University Fire Marshal
University Policy/Operating Procedure
Incident Management System
Compliance Requirement/Statute
Operational Department/Contact
- Emergency Management
- John Marcus (email link), Emergency Planning and Institutional Continuity Coordinator
Available Training/Resources/Information
University Policy/Operating Procedure
Infectious Agents - NIH Oversight
Compliance Requirement/Statute
- Submission, Review and Monitoring of NIH-Funded Awards Involving Research with Infectious Agents or Select Agents (DOC)
- Oversight and Regulatory Authorities for NIH-Funded Awards Involving Research with Infectious Agents or Select Agents (DOC)
Operational Department/Contact
- Environmental Health and Safety
- Sonia Godoy-Tundidor (email link), Biosafety Officer
Available Training/Resources/Information
Laboratory Practices/Lab Safety
Compliance Requirement/Statute
Operational Department/Contact
- Environmental Health and Safety
- Francis Churchill (email link), Director of Environmental Health & Safety
Available Training/Resources/Information
- Laboratory Environmental Management Plan
- Laboratory Safety & Chemical Hygiene Plan
- Risk Management and Safety training
- Safety in Laboratories
University Policy/Operating Procedure
Radiation Safety
Operational Department/Contact
- Department of Risk Management & Safety
- Tom Kellogg (email link), Radiation Safety Officer
Available Training/Resources/Information
University Policy/Operating Procedure
Recombinant DNA - NIH Oversight
Compliance Requirement/Statute
Operational Department/Contact
- Environmental Health and Safety
- Sonia Godoy-Tundidor (email link), Biosafety Officer
Available Training/Resources/Information
Select Agents - CDC Oversight
Compliance Requirement/Statute
Operational Department/Contact
- Environmental Health and Safety
- Sonia Godoy-Tundidor (email link), Biosafety Officer
Available Training/Resources/Information
Transportation of Hazardous Materials or Infectious Substances
Compliance Requirement/Statute
Operational Department/Contact
- Environmental Health and Safety
- UVM Print & Mail
- Shane Desautels (email link), Director of Print & Mail
- Francis Churchill (email link), Director of Environmental Health & Safety
View in table format
| SPECIFIC COMPLIANCE ISSUE | COMPLIANCE REQUIREMENT/ STATUTE | OPERATIONAL DEPARTMENT/ CONTACT | AVAILABLE TRAINING/ RESOURCES/ INFORMATION | UNIVERSITY POLICY/ OPERATING PROCEDURE |
|---|---|---|---|---|
| Alcohol and Drugs |
Director of Labor Relations & Employment Services (email link) | |||
| Biosafety | Sonia Godoy-Tundidor (email link), Biosafety Officer | |||
| Bloodborne Pathogens | Environmental Health and Safety
Sonia Godoy-Tundidor (email link), Biosafety Officer | |||
| Chemical Facilities | Environmental Health and Safety Francis Churchill (email link), Director of Environmental Health & Safety |
| ||
| Driver Safety | Environmental Health and Safety
Francis Churchill (email link), Director of Environmental Health and Safety | |||
| Fire and Life Safety | Environmental Health and Safety
Barry Simays (email link), University Fire Marshal | |||
| Incident Management System |
John Marcus (email link), Emergency Planning and Institutional Continuity Coordinator | |||
| Infectious Agents -NIH Oversight | Environmental Health and Safety
|
| ||
| Laboratory Practices/Lab Safety | Environmental Health and Safety
Francis Churchill (email link), Director of Environmental Health & Safety | |||
| Radiation Safety | Department of Risk Management & Safety
Tom Kellogg (email link), Radiation Safety Officer | |||
| Recombinant DNA -NIH Oversight | Environmental Health and Safety
| |||
| Select Agents - CDC Oversight | Environmental Health and Safety
| |||
| Transportation of Hazardous Materials or Infectious Substances | Environmental Health and Safety
Francis Churchill (email link), Director of Environmental Health & Safety |
|
Reporting & Non-Retaliation
Non-Retaliation
Compliance Requirement/Statute
Operational Department/Contact
- Office of Compliance Services
- Tessa Lucey (email link), Director of Compliance Services and Chief Privacy Officer
Available Training/Resources/Information
University Policy/Operating Procedure
Whistleblower Protection
Compliance Requirement/Statute
Operational Department/Contact
- Office of Compliance Services
- Tessa Lucey (email link), Director of Compliance Services and Chief Privacy Officer
Available Training/Resources/Information
University Policy/Operating Procedure
View in table format
| SPECIFIC COMPLIANCE ISSUE | COMPLIANCE REQUIREMENT/ STATUTE | OPERATIONAL DEPARTMENT/ CONTACT | AVAILABLE TRAINING/ RESOURCES/ INFORMATION | UNIVERSITY POLICY/ OPERATING PROCEDURE |
|---|---|---|---|---|
| Non-Retaliation | U.S. Equal Employment Opportunity Commission, Federal Laws |
Tessa Lucey (email link), Director of Compliance Services and Chief Privacy Officer | EEO Enforcement Guidance on Retaliation | |
| Whistleblower Protection | The Whistleblower Protection Act of 1989, 5 U.S.C. 2302(b)(8)-(9), Pub.L. 101-12 as amended (PDF) |
Tessa Lucey (email link), Director of Compliance Services and Chief Privacy Officer | Whistleblower Protection Act Information |