Does the world of investment banking, mergers & acquisitions, securities trading and equity/debt research interest you? Are you considering a career in the finance world, but still not sure what it’s all about? The Careers in Finance Panel is the place for UVM students to explore these questions and more. This signature event hosted by Grossman School of Business features a panelists from all facets of the financial world, from CEOs to presidents, partners to managers, lawyers to advisors. Hosted by UVM alumnus and Grossman Board of Advisors Member James Flicker '87, CFA Managing Director, TAP Advisors and Grossman School of Business board member, this is an opportunity for UVM students to hear from some of the best professionals in the finance industry and make connections that could help job and internship searches. GSB students are strongly encouraged to attend and earn PEAKs points. Register in advance as space is limited.
2024 Event Details
The 12th annual Careers in Finance event will take place Friday, March 22 from 9 a.m. - 1 p.m.
Event Schedule
- 9 a.m. Choose from two tracks:
- Wall Street 101: Private Capital Markets
- Wall Street 102: Electronic Trading
- 10 a.m. Careers in Finance Panel Discussion
- 11:10 a.m. Formal Q&A
- 11:30 a.m. to 1 p.m. Networking Lunch and Informal Q&A
Panelists
Richard Rosenberg '96, Managing Director, Mariner Wealth Advisors
Rich focuses on client service, financial planning and tax consulting services. A veteran tax specialist and personal financial planner, he combines a broad understanding of U.S. tax laws, including income and estate tax strategies, with knowledge of the financial markets. Previously, he was a manager in the Private Client Service division of Arthur Andersen. His primary role included the management of high-net-worth clients within the personal financial planning practice, working closely with wealthy individuals to help them mitigate income taxes and enhance their wealth. He has an MBA from New York University’s Stern School of Business and a bachelor’s degree from the University of Vermont. He is a member of the American Institute of Certified Public Accountants, the New York State Society of CPAs and the Financial Planning Association.
Wes Brown '18, Associate, MiddleGround
Wes Brown is an Associate on the Transaction team at MiddleGround Capital, a private equity firm that invests in B2B companies in the industrial and specialty distribution sectors in the lower middle market in North American & Europe. Prior to MiddleGround Wes was most recently an analyst and associate in BMO Capital Markets’ healthcare coverage investment banking group, where he worked on M&A and capital markets transactions for life sciences and healthcare services businesses. Wes holds a B.A. in economics from the University of Vermont.
Jacob Asbury '95, Chief Financial Officer, Clear Street Group, Inc.
Jacob Asbury has a diverse work experience spanning over two decades. Jacob started their career as a Senior Accountant at Gallagher, Flynn & Company, LLP in 1995 and worked there until 2001. Jacob then joined Lampe Berger USA, Inc. as a Controller and played a vital role in building the accounting department from scratch. After three years, in 2005, they moved to Instinet Incorporated, where they initially worked in the external reporting group and eventually became the Chief Financial Officer. At Instinet, they were responsible for overseeing the finance, treasury, and financial systems functions of the global agency brokerage. In 2020, Jacob briefly worked as a Free Agent before joining Performance Flight as their Chief Financial Officer. Currently, they hold the position of Chief Financial Officer at Clear Street Group, Inc., a position they assumed in September 2021. Throughout their career, Jacob has demonstrated strong financial acumen, leadership, and the ability to develop key performance indicators for various businesses.
Jacob Asbury completed their undergraduate education from 1991 to 1995, earning a Bachelor of Science degree in Business Administration with a focus on Accounting from the University of Vermont. In July 1997, they obtained the certification of Certified Public Accountant from the State of Vermont.
Angus Whelchel '95, Head of Private Capital Markets, Moelis & Co.
Angus Whelchel is a Managing Director and Head of Private Capital Markets at Moelis & Company, focusing on the Firm’s public and private market origination and distribution capabilities. Angus has more than 20 years of investment banking experience working with clients across all industries and has helped raise over $200bn of private capital globally across debt and equity. Prior to joining Moelis & Company, Angus served as Global Head of Private Capital Markets in New York and Head of Private Capital Markets for EMEA in London at Barclays. Earlier in his career, Angus held positions in the Private Placement market at Lehman Brothers and GE Capital.
Angus holds a B.A. in Finance from the University of Vermont and an M.B.A from the College of William and Mary. He is also a CFA charterholder.
Jonas Levine '22, Analyst, Crosstree Capital
Jonas Levine (GSB ’22) joined Crosstree as an Investment Banking Analyst in June of 2022, shortly after graduating UVM. At Crosstree, Jonas is responsible for buy-side and sell-side M&A transaction execution within the Healthcare Industry. Prior to joining Crosstree, Jonas was an Asset Management Intern at Klocke Capital Group, where he conducted research to support the leading portfolio manager’s trade strategies.
Steven Rosen '96, Executive Director, Morgan Stanley
Steven graduated the University of Vermont in 1996. He was an accounting major and the senior class President. Upon graduation, Steven went to work at Arthur Andersen where he earned his CPA. Then in 1999, Steven made the transition to Wall Street changing career paths and going to work as a financial consultant at Salomon Smith Barney. For the following 23 years, Steven has had a successful career at Bear Stearns, SAC Capital, UBS and has now worked the previous 3 years at Morgan Stanley. Steven currently oversees sourcing for a hedge fund that exists within Morgan Stanley’s investment management division. He lives in Boston, but works in NYC five days a week.
Panel Moderator
Jamie Flicker, CFA, Managing Director, TAP Advisors and Grossman School of Business board member