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Our goals for this publication is to raise awareness of trending compliance issues that pertain to all employees and departments and to provide a refresher of the compliance program services and help line.

Winter 2018
  • Web Accessibility - What you should know

    Access to the web has become an essential component of modern life.  It is embedded in our personal, professional, and educational experiences.  With this, the need to ensure that everyone can benefit from the internet is critical.  While there are regulations that require websites to be accessible for people with disabilities, UVM is committed to making our web presence accessible not only because the law says we have to.  We have this commitment because it’s right… it’s just… and because UVM’s accessibility goals support our overall commitments to access, diversity and inclusion.

    Accommodation vs. Accessibility

    People may be familiar with the term “accommodations” and there is often a misconception that accommodations and accessibility are one in the same.  While they are related, they are not the same.  An accommodation is removing barriers to access by modifying the environment to meet a specific individual need.  Examples include:

    • Providing American Sign Language interpreters for an applicant who is Deaf. 
    • Setting up screen reader software for an employee with a visual impairment.
    • Moving a class to a building that has an elevator for a student who has a mobility impairment.

    Accessibility, on the other hand, is about designing the environment in a way that minimizes the need for accommodation.  When something is accessible, it means that it is intended to proactively address a wide range of potential needs.  When it comes to website design, we must recognize that there are individuals who will not be able to access our websites unless we provide them in a format that can be perceived and interacted with by people who have visual, auditory, cognitive and physical impairments.

    Publicly Available Websites

    UVM has a legal responsibility to provide equal access to individuals with disabilities.  This includes students, employment applicants, staff, faculty, and the public. Recent legal cases have shown that websites, intended for use by the public, are considered an area of public accommodation, like town libraries and businesses.  This means they have to be accessible. For example, when we open the Davis Center to the public for a conference, they will find braille signage, an elevator and accessible restrooms.  Similarly, we need to make sure that when a member of the public who navigates their computer with their voice and an on-screen keyboard lands on one of our websites, they have the same access as all other visitors.

    What UVM is Doing to Meet Accessibility Goals

    UVM has taken a number of actions to make its web presence more accessible, including:

    •  Engaged a consulting firm to assess the more visited public facing websites for accessibility and to assist UVM in fixing the accessibility barriers.
    • Provided training for web developers and content providers on methods for meeting accessibility standards.
    • Developed web templates that embed accessibility standards.
    • Migrated to software platforms that provide tools for web masters to maintain accessibility of their sites.
    • Developed a page on Web Accessibility in Drupal in the online Drupal Web Guide for guidance on creating accessible Drupal web sites.
    • Filled the ADA Coordinator position located within the Office of Affirmative Action and Equal Opportunity.
    • Established a Technology Accessibility Task Force, which reviewed the current state of digital accessibility at UVM.
    • Began a one-year pilot program with Blackboard Ally, a tool designed to increase the accessibility of student course materials.

    What You Can Do

    • If you are responsible for maintaining your unit’s website, and you have not yet migrated to Drupal – get trained.  Start by completing this standard training.
    • • If you are currently maintaining a Drupal website, review this documentation on web accessibility.
    • • Walk-In Web-Help hours for webmasters of Drupal sites are available.  During these hours, you can receive individualized support with making your site accessible. For Spring, 2018, Walk-In Web Help Hours are Tuesdays from 1:30-3:30 p.m. in the Waterman computer lab, room 113T.
    • • If you are aware of any UVM web page content that is not accessible, contact Amber Fulcher, ADA/504 Coordinator at



2017 Compliance Survey Results

Online-survey-on-a-tablet Designed by FreepikWe would like to take this opportunity to sincerely thank all of you who completed our 2017 compliance survey. We received over 2000 responses! We greatly value your input and feedback and, as we’ve done in past years, we will use this information to tailor our program’s outreach and activities. We are pleased to note that the 2017 survey continued to show gains in both the compliance program awareness measures and the culture measures. The greatest gains were reflected in the percent of employees expressing awareness of the new Code of Conduct and Ethical Standards or “Code.” Awareness of the Code has increased among all groups of employees, including faculty, staff, graduate students and temporary employees. Overall, awareness of the Code increased nearly twenty points and is now over 90% of all respondents. With the launch of the new Code last year, the Director of Compliance, Tessa Lucey, has been promoting the Code with outreach and educational events.

The survey also showed greater awareness of the Office of Compliance Services and knowledge regarding how to report compliance concerns. Additionally, a greater percentage of respondents indicated they felt the University fosters a “culture of compliance” and expressed confidence that as a whistleblower they would be protected from retaliation.

Still wondering what the Code is all about? Please download a copy of our user friendly Code Companion Powerpoint which can be found by clicking here. This publication provides an organized overview of the Code, simplifies key elements and provides examples of real-life situations.

Image of 2017 raffle winner Jesse Mahoney of Facilities Design and ConstructionIf you would like Tessa to come to your unit and share her Dr. Seuss inspired Code presentation, please contact or call (802) 656-3086.

Special thanks to this year’s survey raffle winner Jesse Mahoney of Facilities Design and Construction. Jesse won a framed limited edition print of the Ira Allen Chapel.

Policy Spotlight: NEW Telecommuting Policy

Telecommuting background vector created by Iconicbestiary - Freepik.comIn policy spotlight, we focus on relevant and timely policies. It is your responsibility to read and understand the policies that pertain to your job. If you don't understand something or have questions, let your manager or supervisor know. You can always contact the Office of Compliance Services for help with anything policy-related.

There are some situations in which flexible work arrangements may be appropriate. In these situations, UVM provides these opportunities for employees, including flextime, compressed work weeks, job sharing and telecommuting. Recently, UVM adopted a new policy addressing arrangements for employees working remotely.

This new policy identifies:

  • Which kinds of work may be conducive to a telecommuting arrangement and which are not,
  • Manager considerations when evaluating a telecommuting request,
  • Who can qualify to work remotely – the target population is high performing exempt employees that have passed any probation period,
  • What approvals and documentation are necessary for telecommuting, 
  • How to monitor arrangements to make sure they continue to work, and
  • Responsibilities of both employees and supervisors regarding the arrangement.

Telecommuting employees are required to use secure electronic devices and computer equipment with current anti-viral software as well as maintain dedicated UVM server connections for data storage. Employees are also responsible for their own safe and ergonomic work environment.

Employees with existing telecommuting arrangements should carefully review this policy with their supervisor to assess the actions that are needed to promptly bring the arrangement into compliance. The policy became effective December 5th, 2017.

For more information on the new telecommuting policy, including the request form and a sample agreement, see:

Decisions, Decisions: How To Make the Right One When Right Isn't Always Clear

Decisions Image Designed by FreepikWhen: Tuesday, March 13th @ 10:30am-11:30am

How to Register:

Every day, we all make decisions based on a variety of factors. Sometimes, the decision is clear. There is only one right answer and it's easy to make. What happens, though, when there are two or more right answers? Which one do you choose? What happens when every decision seems to be wrong? And, what happens when the obvious right answer is also the hardest? This presentation will provide you with some tools that you can use to help navigate the decision-making process.

Protecting Minors Who Participate in UVM Programs

People image created by Jcomp - Freepik.comOver the years, the services that are designed to protect minors who participate in UVM programs have continually improved. The recent news about Dr. Larry Nassar, who was a doctor for both Michigan State Athletics and for the United States Gymnastics Team, has, once again, thrust this issue into the spotlight. What has unfolded really illustrates the grave importance of preventing, reporting and responding to potential abuse.

Protection Measures

UVM’s Protecting Minors policy requires that all individuals having direct contact with minors in a UVM sponsored or hosted program are both trained and receive background checks prior to the start of a program. If you are thinking about sponsoring a program that involves minors, make sure to register your programs through the Department of Risk Management and Safety no later than six (6) weeks prior to the start of the program. Send an email to in order to ensure adequate time for these preventative steps. Other resources to meet these obligations include:

Refer to UVM’s Protection of Minors flowchart (click here) to see what else you are required to do in the event that minors are participating in your program.

Reporting Requirements

A large portion of UVM’s employees, including all faculty, are considered UVM mandatory reporters. This means they are designated as a CSA (Campus Security Authority) or responsible employee and are legally required to report crimes or misconduct involving minors. If you are not sure whether or not you are a mandatory reporter, refer to UVM’s UOP entitled Minors; Reporting Abuse or Neglect of and Crimes or contact UVM’s Office of Affirmative Action and Equal Employment Opportunity at (802) 656-3368.

Whether or not you are classified as a mandatory reporter, if you have knowledge of or suspect that a crime is occurring or has occurred, report it. Any immediate threat to a minor should be reported to Police by dialing 911, any other suspected conduct should be reported using the CSA reporting form at:

For more information on reporting, see UVM’s Operating Procedure Minors; Reporting Abuse or Neglect of and Crimes at

An Important Message

These types of crimes are very upsetting and difficult to hear. They often have us wondering how they could have happened or how it could have gone on for so long. Know that help is always available if you have knowledge of or suspect this type of crime. Don’t ever think that this is all on you. If you witness or suspect a crime has occurred, report it. If someone discloses sexual misconduct to you, report it. It is not your responsibility to determine whether it is true or not. Unless you are part of the official investigation team, you are not the one to determine guilt or innocence. However, it IS your responsibility to let the right people know. We have a duty to EVERYONE we serve especially to those most vulnerable like minors and students. If you know about it, if you suspect it, report it.

Reporting Options: