THIS DOCUMENT IS MEANT TO BE A CRIB-SHEET WHICH WE CAN USE TO REMIND
OURSELVES OF THE BASIC IDEAS WHICH STUURMAN BRINGS UP IN HIS ARTICLE.
IT CONSISTS OF DIRECT QUOTATION FROM 'The Voice of
Thersites: Reflections on the Origins of the Idea of Equality,'
by Siep Stuurman, found in the Journal
of the History of Ideas 65.2, 2004, 171 ff.
MY COMMENTS ARE IN ALL-CAPS. I HAVE ALSO OCCASIONALLY BOLD-FACED
CERTAIN WORDS. I HAVE ALSO OCCASIONALLY PROVIDED SYNTACTICALLY
NECESSARY WORDS IN [] SQUARE BRACKETS. I HAVE ALSO DONE SOME MINOR
REARRANGING.
PLEASE READ THE ARTICLE IN FULL FOR MORE DETAIL AND NUANCE.
JB
PLOT SUMMARY
a few elementary facts: ... The
Iliad is not a narrative of the Trojan War; it covers only some fifty
days of the final phase of a ten-year siege. Its main subject
matter is
the conflict between Achilles and
Agamemnon. It all begins with
Agamemnon's blunt refusal to return the daughter of Chryses, a priest
of Apollo, despite the latter's offer of a generous ransom. Agamemnon's
insults to his priest anger the god, who punishes the Greek army with
an epidemic, killing many men. The Greeks then consult a seer, who
declares that the wrath of Apollo can only be placated by returning
Chryses's daughter. Only then does Agamemnon reluctantly agree to
surrender the girl, but he immediately demands a new prize in return
and threatens to take it by force if it is not freely given to him.
Finally he takes away Achilles's prize, the gorgeous Trojan girl
Briseïs. To Achilles this is an outrageous affront to his honor
and status as the most valiant fighter among the Greeks. He accuses
Agamemnon of a trans-gression of the heroic code. Instead of
recognizing Achilles as his peer (homoion) he has "dishonored" him.5
Achilles finally declares that he will not take part in the fighting
until Agamemnon makes amends.
The [Thersites] story occurs
in book II of the Iliad. The Greeks have besieged Troy for nine years
and still no end is in sight. The conflict between Achilles and
Agamemnon has greatly reduced the likelihood of a Greek victory, and
the army is in a sour mood. Zeus then sends Agamemnon a false dream,
prophesying that he will take Troy if he attacks right now. In council
with the other leaders Agamemnon decides to test the army's fighting
spirit first. He is going to urge them to board their ships and go
home. Then the leaders must try to restrain the men. If that works, the
army will be ready for the fight. The outcome of the assembly of the
army will decide the fate of the war.
The army is summoned, and order is imposed. "With difficulty were the
men seated and kept in their places, ceasing from the clamor."9
Agamemnon then (falsely) suggests that the war has lasted too long.
Zeus appears not to favor a Greek victory, and it is better to return
home. The assembly, Homer writes, is "stirred like the long waves of
the Icarian sea" and starts to move towards the ships. Agamemnon's
"test" is on the verge of turning into something dangerously close to a
wholesale mutiny. It is Odysseus who saves the situation. Admonished by
the goddess Athena, he takes the scepter from Agamemnon and restrains
the fleeing multitude. To "kings" and other "men of note" he speaks
gently, playing on their sense of honor and shame, but the men "of the
people" (demou) he hits with his staff, rebuking them severely: "Sit
still man, and listen to the words of others who are better men than
you."10
Odysseus speedily imposes silence and obedience. Only one man fails to
heed his counsel. This is Thersites, who is introduced as a man "of
measureless speech." He is portrayed as an ugly and deformed man, whose
raving and ranting is quickly silenced by Odysseus, who strikes him on
the back with his staff; [End
Page 174] and, as Homer relates, "Thersites cowered down"
and "fear came on him and, stung by pain, he wiped a tear away with a
helpless look." But the Greeks "broke into merry laughter at him." All
of the soldiers approve of Odysseus's silencing of the quarrelsome
upstart. The narrative of Thersites is concluded—order is restored, in
the army as well as in the text.
INTRODUCTION
[In Greece] shared reflection about the human condition made possible
by writing emerged in
societies where
distinctions between ruler and ruled, man and woman, master and slave,
lord and commoner, and finally native and foreigner constituted the "deep normality" of social life.
... Powerful discourses of inequality told everyone what their
station in life was and instructed them to speak and behave accordingly.
In this essay I seek to retrieve ... the
historical moment when equality became thinkable in a setting in
which the politicized demos had not yet appeared on the horizon. [End Page 171]
Equality was not an empirical idea.2 Quite the contrary, the numbing
repetition of the daily routines of inequality would seem to make it
almost unthinkable.
simple conjecture: ... Notions of
equality do not arise out of the blue. They usually take the
form of a critique of prevailing ideas about the superiority of some
people above others. In that sense every discourse of equality is
grafted upon some previously articulated discourse of inequality. When
somebody asserts that "we" are in some relevant sense "like them," the
very utterance of the claim implies a questioning of the given
relationship between "us" and "them."
assumption: ... civilizations are, among other things, defined by the
texts on which they confer canonical status... the master narratives
and exemplary stories later authors draw upon to formulate
authoritative interpretations. ... The Homeric epics, the Hebrew Bible,
the New Testament, the Qur'an, and the Analects of Confucius are
outstanding examples of such canonical texts.
Homeric Equality?
Alasdair MacIntyre asserts that the Homeric concepts of goodness and
virtue refer to aristocratic
standards of behavior, so that the common people have no moral standing
at [End Page 172]
all.4
[that is] too narrow. ... The
Thersites scene, in which a commoner openly criticizes
Agamemnon, is precisely grafted upon a crisis in the Greek army
engendered by the tensions in the aristocratic code. By giving
Thersites a voice Homer's moral imagination transcends the heroic code.
By giving a commoner a fairly good speech Homer seems to indicate that
the ordinary warriors count for something, too.
As supreme commander Agamemnon should have put the common interest
above his selfish egotism, as the other leaders had urged him to
do. [End Page 173]
Considered politically the Iliad is thus a story of failed
leadership and infighting among the elite.7 As we know from
other episodes in history, these are precisely the circumstances that
frequently occasion criticisms of aristocratic and kingly authority and
the emergence of popular dissent.
Homer places Thersites's speech at just such a critical juncture, when the
leadership is divided and the dispirited army is on the verge of a
revolt.
[WHAT THERSITES SAYS:]
"Shouting loudly," Homer recounts, "he reviled Aga-memnon":
Son of Atreus, what are you unhappy about this time, or what do
you lack? Your huts are filled with bronze, and there are many women in
your huts, chosen spoils that we Achaeans give you first of all,
whenever we take a city. Or do you still want gold also, which one of
the horse-taming Trojans will bring you out of Ilios as a ransom for
his son, whom I perhaps have bound and led away or some other of the
Achaeans? Or is it some young girl for you to know in love, whom you
will keep apart for yourself? It is not right for one who is their
leader to bring the sons of the Achaeans harm. Soft fools! Base things
of shame, you women of Achaea, men no more, homeward let us go with our
ships, and leave this fellow here in the land of Troy to digest his
prizes, so that he may learn whether we, too, aid him in any way or
not.11
Thersites is clearly speaking to the rank and file. [End Page 175]
Thersites highlights the indispensible role of the ordinary soldiers in
the conduct of the war,
That Thersites is not really supporting Achilles is also apparent from
the information Homer provides about him. He "was in the habit of
reviling" the leaders, notably Achilles and Odysseus.14 Thersites's
outburst against Agamemnon is thus no isolated incident but part of a
"career" of criticism. Finally, Thersites has a good point.
Four aspects of the Thersites episode strongly suggest a
proto-egalitarian reading:
- Thersites's point about the division of the plunder,
- his call to leave Agamemnon to his own devices,
- the fact that he speaks up at all, and
- the reaction of the mass of the army.
Giving each man his due, the principle Aristotle would later define as "distributive justice," is the
foundation of the aristocratic code of reciprocity. Underlying it are
basic notions of fairness and equality within the restricted company of
the aristocracy
Suggesting that commoners might also deserve a portion in
accordance with their merit, Thersites is exploiting the ambiguity of
the rules governing the distribution of plunder.
The second proto-egalitarian point: Thersites...is drawing on the
aristocratic code. One of its main rules was that it is unworthy and
shameful to shirk and slack. ...The "lesser" men, he suggests, not only
have to submit to the "greater," but the latter also depend on the
former.
Third, there is the issue of voice. By the very act of speaking up,
Thersites claims a voice for the commoners.
Finally, the reaction of the men: ... The soldiers surely have a good
laugh at his expense, but they are also, Homer says, "troubled at
heart." ... the soldiers feel at least some affinity with Thersites's
call to go home ... it is by no means clear that they are willing to
resume the fight. ... the crisis was a real one.
Early Readings of Thersites:
Gladstone and Wilamowitz
British liberal statesman William Gladstone and the German conservative
classicist Ulrich von Wilamowitz-Moellendorff.
Besides participating in theological disputes, governing Britain, and
saving prostitutes at night Gladstone found the time to study Homer
extensively. In Gladstone we
encounter a cautious democratic reading of the evidence. ...
He is not sympathetic to Thersites, far from it, but he takes care to
observe that Thersites's behavior and the army's reaction to it
demonstrate that in Homeric society
"freedom of debate was a thing in
principle at least known and familiar." In his discussion of the
role
of the assembly Gladstone reminds his readers of the important role of
popular applause in the French Revolution, then only two generations
back.
[End Page 178]
Let us now look at the great nineteenth-century German classicist Ulrich von
Wilamowitz-Moellendorff.
... his judgment of Thersites is far more dismissive than Gladstone's.
According to Wilamowitz, the purpose of the episode is to "turn around"
the assembly from its cowardly impulse to flee homeward to its proper
fighting spirit.
Wilamowitz depicts Thersites as a
homesick coward. ... his speech [as]
illogical and silly, the performance of a stupidly proud (dummstolze)
plebeian who "prostitutes himself" in exposing the impotence of the
commoners for all the world to see. Even so, Wilamowitz acknowledges
that Thersites is the spokesman of "a popular mood that is fed up with
toiling for the sake of Agamemnon," but he typifies it as
"homesickness," [End Page 179] an apolitical and "unmanly"
emotion. Wilamowitz further observes that the assembly remains
ineffectual. In Homeric society, he argues, it cannot be otherwise, but
the poet has projected the political life of his own time, the Ionian
towns in which the power of the people is limited yet real, onto the
subject of his story. Against that background the inglorious end of
Thersites goes without saying, for "it is a typical eternal truth that
the people cheer when the windbag who has flattered them receives a
good trashing."27
Recent Interpretations of the
Thersites Episode
5 different readings :
- Homer inserted the Thersites
episode to affirm the aristocratic
ideology. In his classic study of Greek values Arthur Adkins
asserts
that "not even Thersites" denies the validity of Homer's "aristocratic
scale of values." He is thus unable to transcend the aristocratic
ethos, and, not being a man of any
standing, his words are not really
consequential.29 None of these authors attach much
importance [End Page 180]
to Thersites's speech; what he has to say is, after all, irrelevant.
The real point of the episode is the speedy imposition of order by
Odysseus.
- acknowledge Homer's aristocratic sympathies, but regards
Thersites as a
proto-democratic figure. ..."a remote glimmer of proper
egalitarianism." depicting Thersites as a democratic voice that is
somehow "out of place"
- highlights Thersites's perfect timing. The disastrous
consequences of
Aga-memnon's initial address to the warriors are of no concern to him;
it is only when Odysseus begins to stem the tide that he takes the
floor. Thersites, Seibel contends, has seen through the trick of
testing the army and his speech is a reasoned reply to it. She thinks
Homer is imagining a real contest
between two "demagogues," Thersites
and Odysseus, over the control of the assembly. Odysseus emerges
victorious, but he outplays Thersites not by persuasion alone but
principally by threats and violence.35 On this reading Thersites stands
for an interruption of the aristocratic consensus, showing that Homer
is aware of an alternative to the aristocratic ideology.
- Homer's subtle representation of
the code demonstrates that he expects
his audience to reflect on the code, not to accept it
unthinkingly.
[End Page 181] The Iliad is not a manual for would-be aristocrats
but a narrative about people who are
in a very real sense entrapped in
the code.
- focuses on the explosion of laughter that ends the
Thersites scene. It explains the episode as a cathartic experience. W.
G. Thalmann depicts Thersites as "a
marginal, comic figure" which,
"through his defiance and the reaction it provokes, involuntarily
performs a healing function for his society." Thersites "is the victim
of the comic process," a scapegoat on
which the army can unload the
unbearable tension accumulated over the long years of war.
aspects of
Thersites's person and behavior upon which everyone agrees:
1 Thersites has certain
physical deformities: a pointed head, almost no hairs, hanging
shoulders, and he is bandylegged.
2 His name is a "speaking
name." Thersites is derived from thersos or tharsos (in Aeolean). It
can be taken to signify "effrontery" or "insolence," but also
"boldness" or "courage."44
3 He is portrayed as a man
of low social standing. He has no patronym and no place of origin.
Thersites is, literally, the man from nowhere.45
4 The fact that he
addresses the assembly without holding the ritual speaker's scepter
casts doubt on the legitimacy of his intervention.
5 Homer tells us that
Thersites's criticism of Agamemnon is no isolated episode. Thersites,
he relates, was in the habit of reviling the aristocrats, especially
Achilles and Odysseus, two of the major leaders in the Greek army.
6 He is introduced by Homer
as a chatterbox whose words are "measure-less," and Odysseus dismisses
him as akritomuthos, uttering words that make no sense.
7 The speech Homer has him
pronounce, however, is generally regarded as a polished piece of crafty
rhetoric. Paradoxically, Odysseus calls him "ligus ...
agorètès,"46 "a clear-voiced speaker in the assembly," in
the same line where he dismisses him as akritomuthos. [End Page
183]
8 In the showdown following
Thersites's intervention Odysseus does not actually refute his
arguments but intimidates him and finally subdues him by physical
violence.
9 Thersites himself is well
aware of the weakness of his position and the faint-heartedness of the
multitude. There is a bitter irony in his desperate appeal to his
fellow-warriors.
10 After Thersites is
silenced it still takes two persuasive speeches by Odysseus and Nestor
to convince the troops that the war must go on.
It follows that a valid
interpretation of the Thersites episode must ... account for
the
above ten features of the story, and ... enable us to
explain the content and thrust of his speech in terms of the available
languages of Homer's society.
[Thersites is] the allegorical
representation of a cultural stereotype. .... a possible,
thinkable, dreaded, or
dreamed political crisis. [End Page 184]
Homer's ability to imagine Thersites's
critical position is highly significant. While he generally
subscribes
to the aristocratic worldview, the Thersites episode shows that, as an
author, he is not imprisoned within it and that he is aware of the
brittleness of aristocratic rule.47
According to Latacz this story, our
Iliad, refers to the
tensions and anxieties of the eighth century, a period of rapid social,
political, and cultural change. It is about the self-image of an
aristocracy plagued by internal strife and anxiety about traditional
values and new challenges.
Homer's world is organized in poleis,
not in family clans.51 According to Raaflaub, the important role of
both the restricted council of the basileis and the popular assembly of
the entire army point to the salience and possible competition of
different modes of collective decision-making. The aristocratic
leaders, Raaflaab states, "form a fiercely competitive group of equals
among [End Page 185] whom the paramount basileus holds an
inherited, though precarious, position of preeminence as primus inter
pares."52
The politics of the Iliad, then, displays the first glimmerings of the
Herodotean scheme of the one, the
few, and the many which provides the
framework for all subsequent Greek theorizing about political regimes.
The "king" and the "aristocrats" share the leadership, but at each
critical juncture in the story the "people" (the assembly) plays a
role.53 ... A vote is never taken: this shows the power
of the leaders, but it may also be dangerous, for there is no accepted
procedure to resolve serious disagreement within the leadership.55
In such circumstances an aristocracy,
in particular a loosely-knit
aristocracy of competitive warriors, faces
two dangers: abuse of power
by the chief basileus, and popular revolt. The plot of the Iliad
mainly
turns on the first danger: Agamemnon exemplifies the risk that the
chief king can endanger the entire community, becoming a
"people-devouring king" as Achilles puts it.56
the problem of aristocratic identity is Homer's
primary concern. It follows that we cannot expect sympathy for
Thersites from him. What Homer
depicts in the allegorical figure of
Thersites is not something he likes but something he and his audience
fear
More inclusive notions of an equality
of "all men" are also found in
Homer. In the Iliad they are enshrined in a general notion of
reciprocity and "civilized" behavior shared by the Greeks and the
Trojans. Near-universalist notions of
equality are more explicit in the
Odyssey.
What we find in Homer is a strong
notion of aristocratic equality
juxtaposed to a weak notion of the equality of all free males. Thersites stands for the historical
moment in which [a] more egalitarian outcome becomes thinkable.
How does equality
become thinkable?
we can generalize the "Homeric" model to cover other
historical cases. [End Page 187]
the notion of fairness and
equality within an elite is much older than Homer. It is already found
in Hammurabi's Babylonian law code. If a lord destroys the eye of
another lord, his eye shall be destroyed; but if he destroys the eye of
a commoner he gets away with a fine.61 A rule of strictly equal
retribution in the aristocracy is juxtaposed to a merely monetary
compensation for damage inflicted on a commoner. Non-aristocrats can
take up this language and suggest its application to a larger, more
inclusive community. Why should a commoner's eye be of lesser value
than the eye of a lord, to remain with the Mesopotamian example?
The point that the principle of "giving
each man his due" admits of
different interpretations according to the social content given to it
would later be made by Aristotle in a
theoretical form. "All are agreed
that justice in distributions must be based on desert of some sort,
although they do not all mean the same sort of desert; democrats make
the criterion free birth; those of oligarchical sympathies wealth, or
in other cases [noble] birth; upholders of aristocracy make it
virtue."62
consciousness of mutual dependence.
The Iliadic Aiantes put it well.
War is, indeed, "work for all"—and deadly peril for all, we might add.
It is this common experience that accounts for the potential elasticity
of the language of aristocratic equality. A fateful episode in the
Odyssey conveys the same message. Aeolus has given Odysseus a bag in
which all the dangerous storms are imprisoned. But Odysseus's
companions, eager for treasure, want to see what is in it. Well, one of
them says, surely Odysseus is carrying "beautiful treasure ... with him
from the land of Troy ... while we, who have accomplished the same
journey as he, are coming home empty-handed."63 The men are of course
sadly mistaken about the contents of the bag, and the consequences are
disastrous. Nonetheless, they have a point. Just like war, sea travel
is a common enterprise fraught with mortal danger. The leaders are
powerless without their men, and the men's fate depends on competent
leadership. This creates a sense of mutual dependence. In such
situations an [End Page 188] ordinary soldier or sailor can
say: look here, we are in this together, so why don't we share the
rewards in a more equitable manner. The language to make such claims is
provided by the aristocrats themselves who contest one another's share
with similar arguments.