Every state is a community of
some kind, and every community is established with a view to
some good; for everyone always acts in order to obtain that
which they think good. But, if all communities aim at some good,
the state or political community, which is the highest of all,
and which embraces all the rest, aims at good in a greater
degree than any other, and at the highest good. (Politics Book1, 1252a1 ff.: the very start of
the Politics: this seems to be Aristotle's opinion, but
he soon launches into endoxic discussion)
Some people think that the qualifications of a statesman, king,
household, and master are the same, and they differ, not in kind,
but only in the number of their subjects. For example, the ruler
over a few is called a master; over more, the manager of a
household; over a still larger number, a statesman or king, as if
there were not differences between a great household and a small
state.
The distinction which is made between the king and the
statesman is as follows: When the government is personal, the
ruler is a king; when, according to the rules of political
science, the citizens rule and are ruled in turn, then he is
called a statesman. But all this is a mistake, as will be evident
to anyone who considers the matter according to the method which
has hitherto guided us. As in other departments of science, so in
politics, the compound should always be resolved into the simple
elements or least parts of the whole. We must therefore look at
the elements of which the state is composed, in order that we may
see in what the different kinds of rule differ from one another,
and whether any scientific result can be attained about each of
them. (Politics Book1, 1252a9ff.)
He who thus considers things in
their first growth
and origin, whether a state or anything else, will obtain the
clearest view of them. In the first place there must be a union
of those who cannot exist without each other; namely of male and
female, that the race may continue (and this is a union which is
formed, not of choice, but because in common with other animals
and with plants, mankind have a natural desire to leave behind
them an image of themselves), and of natural ruler and subject,
that both may be preserved. For that which can foresee by the
exercise of mind is by nature lord and master, and that which
can with its body give effect to such foresight is a subject,
and by nature a slave; hence master and slave
have the same interest. (Politics
Book1, 1252a25ff.) ... the ox is the poor man's slave ...
what each thing is when it is fully developed, we call its nature,
whether we are speaking of a man, a horse, or a family ...
When several villages are united in a single complete community
to be nearly or quite self-sufficing, the state comes into
existence, originating in the bare needs of life, and continuing
for the sake of a good life. And therefore, if the earlier forms
of society are natural, so is the state, for it is the end of
them, and the nature of a thing is its end. For what each thing is
when fully developed, we call its nature, whether we are speaking
of a man, a horse, or a family. Besides, the final cause and end
of a thing is the best, and to be self-sufficing is the end and
the best.
Hence it is evident that the state is a creation of nature,
and that man is by nature a political animal. And he who by nature
and not by mere accident is without a state, is either a bad man
or above humanity. (Politics Book1, 1252b28ff.)
Further, a state is by nature
clearly prior to the family and to the individual, since the
whole is of necessity prior to the part; for example, if the
whole body be destroyed, there will be no foot or hand, except
homonymously, as we might speak of a stone hand; for when
destroyed the hand will be no better than that. But things are
defined by their function and power; and we ought not to say
that they are the same when they no longer have their proper
quality, but only that they are homonymous. The proof that the
state is a creation of nature and prior to the individual is
that the individual, when isolated, is not self-sufficing; and
therefore he is like a part in relation to a whole. (Politics Book1, 1253a19)
Richard Kraut on Politics Book1
Kraut's Aristotle
Chapter 7
Aristotle knows there were not
always states: they GREW. Families became large households,
which gathered to make villages, which gathered to make states. They
did to live, but they stayed so to live well.
That development is inevitable (antennae about 'historicism' should
be going up: when someone claims inevitability, it can be an appeal
to 'nature' etc. that has built into it its own conclusion but
masquerades as an argument that reaches its conclusion via entirely
reasonable acceptable premises that you too should accept).
Aristotle thinks that the state is a particular phase of a cycle which "starts" with
primitive conditions of bare survival, peaks in the creation of the
state, and meets its demise eventually, only to start again.
The state is the high point,
because it is the only phase in which humans and human society can
develop their full natural potential, their virtues.
The GROWTH of a thing indicates
that it has a nature for Aristotle. He does not think a
city has a soul, but he does think it grows, because it arises from
a feature of our psychology, which is that we are social animals and
a feature of our existence, which is that we are not self-sufficient
for our own bare needs. Thus the
city is a result of empirically verifiable aspects of humans.
The city-state is the best stage,
not because it is the last stage, but because only in it can humans
fully develop. Our desire to live is natural, and so is our desire
to live well, to be excellent. When once we secure the means to
live, we naturally want to be happy, to live well.
But cities are artefacts, made by humans: how can they be natural
and "grow?" Aren't they built? Kraut says, P. 245, "there is no
incompatibility in saying that something owes its existence both to
a process of growth and to human beings." Consider domesticated
species. Cities come from proto-cities, the villages, which come
from proto-villages, the family units, etc. Thus they are different
from the sort of artefact that is made each time "anew." A pot does
not become a pot from being a cup.
Aristotle is here arguing against people like Callicles in Plato's Gorgias.
He held that the life according to nature is not affected by any
social influences, that civic laws are not natural, and cities are
not either.
Aristotle is also arguing against the idea that what is natural is
always the same.
Natural cannot mean "free from rational influence or habit," because
our very urge to rationally control things is itself not the product
of reason or habit. We just are rational and want to exercise our
rationality: it is part of our nature.
Cities and laws are the results of growth, which means they are
natural (physis="growth").
Nature for Aristotle refers to that
which has within itself the origin of change, motion, and
stability. Cities do so, for they grow from smaller social
organizations.
Humans are naturally social, i.e. they avoid solitude by and
large. Hence that is one meaning of "political animal." That is the
primary impulse that leads to the formation of societal
organizations, starting with the male/female dyad for reproduction
(EN 1162a17: there he says that the household is prior to and more
necessary than the city). We have an inner drive to form couples,
AND it is good for us. The intensity of our drive to do so is higher
than the political drive, narrowly defined (see next paragraph).
One does wonder, what with the wonderful things that can happen with
trans, surrogacy, adoption, ivf, etc. whether we
can 'update' Aristotle such that while female+male sex is not
essential and central to this argument, the point still holds: that
starting with some sort of adult parental situation, people tend to
make households and groups and villages and towns and cities, etc.
We also might wonder about Aristotle's 'natural slave': can we
update his thoughts on that too?
But "political" animal has a narrower meaning: it refers to the
desire to live in a certain sort of community, the one that will
allow us to pursue our highest good. That is the state. Only free
men are political in this way.
Bees are political in that the drive which makes them organise into
social units is the same one/relevantly similar to the one that
leads humans to form the polis. They are not fully political, but
because their drive is of the same kind as that which is in us, they
can be called political.
Being political means more than just passively using what the
city/community has on offer. One also wants to be active and
participate in the political scene.
7.3 What does Aristotle mean by saying that the city is prior by nature to the household
and to each of us (Politics Book1, 1253a19)? Particularly,
doesn't he contradict what we see him saying a while ago in the Nicomachean Ethics, that the
household is prior to the city?
Kraut thinks that in order to find what Aristotle means, we have to
make use of all the things he says at and around 1253a19. He
ultimately argues that the city is prior in the sense that the good of the city is a more
important and honorable good than that of the household,
the village, the couple, or the individual. A good citizen will
consider the good of the city first, and then the smaller units,
until he gets to his own good. That is the PRIORITY list for the
good citizen, and that is what Aristotle means by prior. A truly
virtuous person's thinking and deliberation will be structured as
follows: consult the interest of the state first, then the next
largest unit, then the next largest, until she gets to herself. She
will shape her life so that she can consult the communal good first,
and so that her own good does not conflict, or conflicts as little
as possible with, the communal good.
There are other senses of prior: viz. that used in the Nicomachean Ethics in the
statement above. A couple answers that come to Bailly's mind: while
the good of the city is prior to that of the individual in a way,
one can also ask what is the good of the city good for? If the
answer is individuals, then we have a sort of circle: it need not be
vicious. It may be that the good of the whole community trumps my
own individual good, because the good of the community is
foundational for my own individual good: without it, I cannot be
good and so as an individual I will sacrifice for the community good
in order to promote the possibility of everyone's good.
If there is conflict between the
good of the individual and that of the state, the state's good
ought to win. That does not mean that that should happen in
every social organization of a certain size: Aristotle is not blind
to the fact that some "states" are mistaken about the good. They are
administered not for the communal good, but for the good of a
certain individual or element within them. In that case, a conflict
between those in charge and an individual may not be a conflict
between the communal good and the individual's good.
Aristotle is operating from general principles here: the good of ANY whole has priority over
that of one of its parts.
If an individual human be separated from the polis, she does not
necessarily die, as a separated hand does, but she cannot fulfill
her highest function any longer, that is, she cannot be virtuously
active to her full potential in the absence of the city. In that
sense, the analogy with a hand is right: a severed hand cannot
fulfill its function, and the fact that it is dead is rather beside
the point.
Some individual humans can become too powerful for the good of the
state, and so Aristotle approves of ostracism, although he
acknowledges its great potential for abuse.(1284b).
Aristotle also thinks that individuals are "of the state," which
gets translated as "belong to the state." The point is that an
individual is not free to decide to act in their own interests
against the communal interest: the
individual is bound to consult the interests of the state. That
turns out to be in the ultimate interest of the individual. The
good of the individual consists in the good she does for the
community, just as the good of a hand consists in the good it does
for the body.
As to the unity of the body
politic, Aristotle rejects Plato's efforts at unity via holding
partners and property in common. He thinks that there will of
necessity be diversity and unity, and unity is not to be pursued in
every area.
Based on Taylor as well as Kraut Chapter 8 and my own thoughts
I think Aristotle is simply insufficiently aware of the
difference between his actual society and the actual societies
around him and 'reality' (his 'science' and 'nature') and his
theoretically constructed societies (how things should be or could
be if science and nature developed perfectly without hindrance).
He does not notice how culturally blindered he himself is. That is
the root of why he speaks of natural slaves and inferior women: he
has confused the cultural/societal moment he himself is in with
reality and baked them into his view of reality and hence into his
view of how things can or should be.
He knew there was a problem:
A question may indeed be raised, whether there is any
excellence at all in a slave beyond those of an instrument and
of a servant--whether he can have the excellences of temperance,
courage, justice, and the like; or whether slaves possess only
bodily services. And, whichever way we answer the question, a
difficulty arises; for, if they have excellence, in what will
they differ from freemen? On the other hand, since they are men
and share in rational principle, it seems absurd to say that
they have no excellence. A similar question may be raised about
women and children... Politics 1259b20
He 'solved' it as follows (note that he knows there are people
who claim that men and women have the same excellence! there were
also abolitionists in his time):
Clearly then, excellence of character belongs to all of them;
but the temperance of a man and a woman, or the courage of a man
and a woman, are not, as Socrates maintained, the same; the
courage of a man is shown in commanding, of a woman in obeying.
Politics 1260a20
Slaves by nature. We will never get over being astounded and
outraged at Aristotle, not least because he has been so influential,
but it is worth rationally asking some questions. Why did Aristotle
think there were slaves by nature? Who are they? and other things.
First, Taylor also talks about slavery, as do many Aristotle
scholars who work with the Politics. He has roughly the
following to say in The Cambridge
Companion to Aristotle.
Aristotle's attempts to justify
slavery
are perhaps the most
notorious parts of his political philosophy. He uses two
analogies: tools and draught animals. He felt that slaves need
masters
for their own good and masters need slaves for their own good.
It is
not clear why a slave needs a master. On the tool analogy, the
tool
needs someone to keep it sharp and functional. But that is for the
tool's good only insofar as a tool's good coincides with that of
its
user, the master. A tool's whole definition is in terms of the
user and
the user's benefit, not its own benefit. Tools are parasitic
things.
The slave's own good, qua human, is not at all served
by being a slave. Aristotle also tries to claim that there are
people
who are simply incapable of deliberation. But if there are, why is
it
better for them to be
slaves:
draught animals are not better off as animals because they slave
away
for their masters, are they? How is it in the interest of the ox
to be
yoked to a plough?
It is just implausible that there are or were as many defective
people to
serve as slaves as Aristotle's actual society held as slaves: that
is surely also true of the more theoretical societies he
considers. W
hat is more, it is implausible that even people who have
significant challenges being autonomous should serve and be owned as 'slaves' for their
own good.
There is an argument that by being enslaved, they make a
contribution
to the common good that they would not otherwise make, and so they
are
benefited by being made to do benefit. That amounts to the claim
that
the interest of the slave is wholly, or significantly, determined
by
the interest of the master. That seems like Aristotle's actual
claim.
Aristotle suggests that there is an identity of interest, and so
there
is a sort of friendship between slave and master. But if there is
to be
friendship, the slave must be human, not subhuman, and there are
no
full humans who are fit to be slaves according to Aristotle. He
does not seem to notice that he has invented a new species or
subspecies: the subhuman human.
To be clear: I think Aristotle was not only wrong
about slavery, but he should have known it!
It is important to get clear about
these things, because they are far from simply past sins of
humanity. The same issues and arguments come up in different
guises here and there.
He knew about the concept of abolition, and he knew enough to
question the very institution of slavery (see beginning of Politics
5), so he has little defense that his culture never even let the
concept occur to him (1353b20). He even thinks that those who say
that slavery is unjust tout court are right in a way (1255a4-5).
He thinks that some people by nature should be ruled by other
people.
He thinks that others by their nature should be rulers.
He thinks that the form of rule should be slavery.
He thinks that slavery is mutually beneficial to the ruled and the
ruler.
He thinks that there is nothing intrinsically wrong with slavery.
Kraut, P. 278: "Why did he not see what is obvious to us today? The
answer I wish to give is that his justification of slavery rested to
some degree on the limited empirical evidence available to him, and
the false premises on which he relied were not ones that could
easily have been refuted by his contemporaries. Although nothing
could be further from my agenda than to defend slavery, I believe
that Aristotle's framework for thinking about this subject was
internally consistent and even contained a limited amount of
explanatory power. It was a coherent way of looking at the social
world that could not, at that time, have easily been undermined by
armchair theorizing." I disagree with this assessment.
Look at 1254b2ff.:
At all events we may firstly observe in living creatures both a
despotical and a constitutional rule; for the soul rules the body
with a despotical rule, whereas the intellect rules the appetites
with a constitutional and royal rule. And it is clear that the
rule of the soul over the body, and of the mind and the rational
element over the passionate, is natural and expedient; whereas the
equality of the two or the rule of the inferior is always hurtful.
The same holds good of animals in relation to men; for tame
animals have a better nature than wild and all tame animals are
better off when they are ruled by man; for they are then
preserved.
The thing which slaves lacked is the ability to reason as normal
humans (1254b22). The slave shares in reason in that he can see it
but he does not have it (ibid.). There are two parts in the soul, at
least: the part that has reason, and the part that can listen to
reason, but need not. No other animals have either of those two
parts. So slaves are rational but only in a limited way.
The slave lacks the bouleutic function, the faculty of deliberation
about ends. The slave may deliberate about means. 1260a Kraut thinks
Aristotle means that the slave cannot have the intellectual
excellence of a craftsperson nor the ability to deliberate about the
good life.
Foreigners:
Aristotle saw the political institutions of the non-Greek peoples
around Greece, and saw that they were either primitive politically
and in terms of crafts, or subservient and ruled by tyrants. He
thought that was due to the climate (does he himself theorize this
or is he simply taking it from some authority?), which created
conditions for rationality. That is so obviously wrong: what of the
children of Persians and Europeans who were born in Greece. They
should have been able to change. What of the Greeks at an earlier
stage in the cycle that lead to the state? Were they Slaves?
One thing that should be said is that when you think about it,
Aristotle's idea of slavery had a severe mismatch with the slaves of
his own time, many of whom were either 1) highly skilled in
intellectual ways or 2) slaves by happenstance of war or birth:
there was no evaluation of individuals to assess their capabilities.
In a way, what Aristotle seems to be talking about is more akin to
the need many people feel to find a trusted, more experienced and
wiser person to help them negotiate life than it is to slavery. If
we think about it, many religions require submission to god and
submission to leaders, and that is perhaps cast as being a servant,
but not as slavery.
I think what we are dealing with is someone who simply doesn't/can't
really look at the reality of slavery in his time.
It is akin to the issue that we have with the 'democracy' of Ancient
Greece: it is very easy to dismiss it as simply a plutocratic
patriarchy. It is a plutocratic patriarchy, but the ideals it
espouses are not: they actually lead to the expansion of privileges
and also to the dismantling of the plutocracy and the patriarchy
more than they reinforce it. Is that dissimilar to the situation of
US citizens who read "We hold these truths to be self-evident,
that all men are created equal, that they are endowed by their
Creator with certain unalienable Rights, that among these are
Life, Liberty and the pursuit of Happiness." and then
proceed to treat people unequally and deprive them of life, liberty
and the pursuit of happiness? Whether it is lip-service, cognitive
dissonance, or just flat out hypocrisy, the fact that people spout
these ideals and claim to live by them is useful as a way to
hold people to account, and also as a guide forward for how to
improve society. Aristotle clearly espoused principles and claims
that would have/should have led him to question his claims about
slaves and women and foreigners: they are the Aristotle worth
cherishing. The other side of him, that justified injustice, is
worth studying.