Coming To Be: Change: Cause
and Explanation
- Physics 1.1 and Physics 1.7-8
- To demonstrate that we have
knowledge of something, we have to show that we understand
the factors that explain it.
- Aristotle calls these 'principles,' 'causes,' and
'elements' among other things.
- To know what a cow is, we need to know many things,
including: what is it made of? how does it grow? what is its
purpose? how did it come to be? will it cease to be?
- Physics 1.7-8
- Nature is not random:
- peaches don't grow on cherry trees,
- cows aren't born to giant squids,
- rocks do not originate in the tops of trees,
- the air does not become gold,
- cherry trees do not decay into brick walls or pizzas,
- antelopes do not die and become icebergs or pine
needles, etc.
- Anything that comes to be F
must come to be F from being not-F.
- and not just any 'not-F,' but the one that is potentially F before it
becomes F.
- and something that is not-F in that way is a contrary of
F.
- contrary is nowhere near the same as a contradictory
- Anything that ceases to be
F must cease to be F and become not-F.
- But not just any not-F.
- E.g. when a pale thing ceases to be pale, it does not
thereby become musical (which is indeed not-pale).
- Rather, it becomes some other not-F related to paleness,
such as dark, the contrary
of pale. Many such contraries have no names: pale and dark,
human bodies and corpses are among the few such things that
have names.
- All of this applies not just to simple things, such as a
particular quality, a particular substance, etc.
- It also applies to
combinations, orders, and arrangements.
- When they come to be or cease to be, they can only do so
from or to certain other things.
- A house, for instance, comes to be from what is
potentially a house, and ceases to be into something
that is not-house in a particular way (viz. a ruin, or
recyclable materials, or landfill).
- THINGS THAT COME TO BE OR CEASE TO BE DO SO FROM OR TO A
CONTRARY OR AN INTERMEDIATE.
- All comings to be or ceasings to be happen to a subject:
- that subject may be one
in
number,
- but it is not one in
form.
- It is not one in form, because one of its forms
remains the same while another changes.
- The one that changes comes to be its contrary or an
intermediate thing between contraries, while the one
that remains does not change.
- Thus Aristotle speaks of the subject and the opposite in all
cases of change: there is always a subject and an
opposite.
- Sometimes the opposite is merely privation (e.g.
'not-human') and has no common name.
- All things that come to be are: they are a subject and
an opposite.
- Aristotle distinguishes between changes that involve
coming to be F or ceasing to be F where F is a
nonsubstance and where F is a substance.
- Coming to be a substance or ceasing to be a substance
is what Aristotle calls coming to be and ceasing to be 'without
qualification'
- We say that a human comes to be, not that food or an
egg 'comes to be human' is A's idea.
- Other comings to be and ceasings to be are all coming
to be some
(accidental) thing or ceasing to be some (accidental) thing:
a human comes to be musical, for instance (we don't say
that 'musicality' comes to be).
- In cases of coming to be or ceasing to be without
qualification (i.e. substantial coming to be), the
substance does come to be from something or cease to be
into something.
- Some do so by changing their shape (a lump of bronze
comes to be a statue by change of shape),
- some by addition (eggs come to be animals by
addition),
- some by subtraction (carving stone involves removing
what is not-statue from what will be the statue),
- some by composition (houses are put together),
- some by alteration (A gives no specific example of
this).
- A also distinguishes between coming to be essentially and coming to be
coincidentally:
- The musical human coincidentally comes to be a
ping-pong player,
- but the non-ping-pong player (a potential ping
pong player) comes to be essentially a ping-pong
player.
- Note that both the musical human and the
non-ping-pong player are the same person:
- so every coming
to be involves one essential coming to be
and a possibly infinite number of coincidental
comings to be.
- True knowledge of a coming to be involves the
essential coming to be, not the coincidental ones.
- Also, the product
of the change can be described coincidentally:
- the acorn comes to be an oak essentially,
- but it comes to be an object liable to lightning
strikes coincidentally.
- The dark thing remains the same thing, but comes to
be the pale thing:
- paleness comes to be from darkness (which is
potentially pale) and the subject is the thing
itself that is dark or pale.
- Aristotle points out that in any instance of coming
to be of a natural thing, there are 2 entities:
- the subject of the change and the form that the
subject comes to be.
- The lump of bronze and the form of the statue, for
instance.
- In another way, there are three things:
- there is the lump of bronze, the quality
absence-of-form-of-the-statue, and the form of the
statue,
- which are the subject, the privation, and the form.
- The form and the privation are contraries.
- In the case of substances, even if there is no name for
the substance, and even if it never exists separately, we can identify the subject
of the change by analogy:
- as the bronze is to a statue, so the subject is to the
particular substance.
- I'm trying to think of a good example of a substance
with no name that never exists separately (from what?):
can you help?
- Aristotle improves on the
theories of change of his predecessors.
- They said that if something is, then it is, and if it is
not, then it is not.
- They concluded that, contrary to appearances, nothing can
come to be, for that would involve it coming to be something
from nothing, which cannot happen.
- Aristotle's improvement is to add the concept of a subject
underlying change and the idea that that subject has potentiality
for change. Aristotle says that change is the actualizing of
a potentiality of the subject. That actualization is the
composition of the form of the thing that comes to be with
the subject of change.
- Another way to speak of change is to say that F comes to be F from what is
not-F.
- Only not-F things can come to be F.
- But not just any 'not-F' will do: in order for a thing
to come to be F, it must be the sort of not-F that is
accurately described as 'potentially F.'
- Another way to put that is to say that while dogs are
'not-statues,' they are 'not-statues' in a different way
from the way in which a lump of bronze is a 'not-statue.'
- To give it a name, the lump of bronze that is not a
statue has associated with it the quality 'not-statue' as
a privation,
whereas the dog does not.
- NOW, the question is, has Aristotle merely moved the
question to another place: if the problem his
predecessors had was that change cannot exist unless
something comes to be from nothing, hasn't Aristotle
merely moved the problem from a question of how a whole
thing can come to be from nothing to a question of how a
not-F (and an F) can come to be from nothing? NO,
because his explanation posits that all things are
not-_____ in an indefinite way (each one has an
indefinite range of things that can fill in the blank of
not-_____), and once one of those privations is
actualized, the new F that it is has built into it a
whole new range of not-____'s that it is potentially.
- Physics 1.9
- Chapter 9 is essentially concerned with arguments against
Platonic conceptions of change.
- Physics 2.1-3
- Natural things are
things such as animals, plants, chemical elements.
- By 'natural' here, A means "having within itself a
principle of motion and stability in place, in growth and
decay, or in alteration."
- The principle is part of what A calls the 'nature' of a
thing.
- Things that are non-natural
include all artifacts, all things made by humans.
- They are not natural because they lack such a principle
within themselves.
- A bed may change, but only insofar as it is acted on from
outside of itself or insofar as it is constituted by some
natural material (which is the artifact's matter, but not
the artifact itself): it won't change as a result of some
principle internal to bedness: rather it will change as a
result of some principle internal to the material it is made
of (wood, metal, etc.)
- There are also some things which are the product of
luck/chance: things such as a fire due to lightning.
- But in those cases, the lightning is natural, and the
tree it strikes is natural.
- What is non-natural (although not at all contrary to
nature) is the fact that that particular tree was struck
by that particular lightning.
- At times, an artifact may
seem to be the same thing as its producer:
- a doctor who cures
herself.
- The cured body is the artifact, and the doctor is the
body, in a sense.
- Thus the doctor has within herself the principle of
alteration.
- But that does not fit Aristotle's definition of 'natural,'
because the doctor and the curing are not necessarily
connected:
- it is coincidental that the person being healed is the
same person as the doctor.
- The principle of change is within the cured person, but
not in her in her own right.
- The sick person is not cured qua doctor, and the doctor
does not have herself qua doctor as the object of the
medical art.
- Rather the doctor coincidentally has herself as the
object of her medical art.
- The things that have a nature are the things that have the
principle of (some of) their own change within them, and they
are all substances.
- Things that are in
accordance with nature are both substances that have
natures and the things that belong to such substances qua
things with natures.
- E.g. going upward belongs by to fire in its own right, and
so going upward is in accordance with the nature of fire.
- Aristotle has little
patience for people who claim that there is no such thing as
a nature.
- He holds it to be as obvious as the brick wall that stands
in front of you.
- His reasoning is that denying that things have natures
involves using something that is far less knowable in itself
to deny something that is knowable in itself.
- (He had better have more to say about it than that, but
that will suffice for us for now. The argument that bricks
exist because this one just bashed my skull is not in all
likelihood such a bad argument, although it is not one
amenable to formulation in words.) Perhaps what he has
to say is that passage we analyzed in which he rejected
the idea that things are just bundles of accidents as
incoherent.
- Aristotle considers the question of whether material elements are the
true best candidates for substance and nature.
- I.e. are we really just our chemical elements in some
arrangement with the traits that result from them and their
arrangement?
- Aristotle agrees that that is in fact one way to speak of the
nature of a thing.
- There are good reasons for that: those things are
everlasting and do not themselves change (in our earthly
realm, aside from nuclear reactions).
- But Aristotle still wants to say that the form
and the account of the form is a better way to speak
of the nature of a thing.
- His argument is that what is only potentially flesh and
bones just is not flesh and bones: certain of the attributes
that differentiate a living animal from a corpse are so
important that when we ask "what is this animal?" we should
mention them first, and only mention the fact that the
animal is made of flesh and bones later, or perhaps as a
part of our account of the form of the animal.
- The composite of matter and form is not itself a nature,
but is in accordance with nature.
- There is a difference when we talk of artifacts in these terms from when we talk of
natural things.
- A bed, for
instance, does not produce further beds, and does not become
another bed.
- A wooden bed will catch fire or rot qua wooden, but not
qua bed. Bedness does not account for its changes.
- But a human produces further humans.
- The bed decays into wood, metal, fabric (whatever it is
made out of) and the things that wood, metal, fabric, etc.
can become in accordance with their natures, not in accordance with
the nature of a bed (beds have no nature: they aren't
natural).
- Why can't I claim that the bed becomes a sofa (just
add pillows), a jumping platform, a seat, or a table in
accordance with its beddiness? Isn't that a principle of
change?
- Because the bed does not itself change in that way as
you or I or an earthworm change location, shape, etc. in
accordance with our internal structure.
- Another example which Aristotle brings up: medical science
- Aristotle claims that medical science produces health
via treatment
- and medical science does not proceed toward medical
science as its goal.
- What if I claim that medical science not only
produces health but also further medical science, just
as humans produce not only artifacts but also further
humans?
- How would A counter that claim?
- Perhaps he would say that just as the bed by itself
cannot change itself, so medical science cannot change
itself. It is an artifact, just like a bed, but its
principle of change is not within itself. Rather, it
is within humans. Does that work?
- In the case of natural objects, say an acorn, it proceeds
towards and from its nature, an oak tree. We say that the
acorn is growing into an oak tree (which is a producer of
acorns), but we say that medical science is a producer of
health (which is different from medical science and does not
produce medical science?).
- Physics 2.2
- The mathematician
studies surfaces, solids, lengths, etc. and studies them in
themselves, not qua qualities of natural objects (or even
artificial objects). No, the mathematician separates them from
what they are qualities of. Mathematics does not define its
objects in terms of change, matter, etc. The definitions do
not include any matter that is the subject for change in
mathematics, but students of nature do study things that have
matter that is the subject for change.
- The student of nature needs
to study both matter and form. As with crafts, the
crafter must know the material as well as the form. With
crafts, there is a user and a producer. The user knows the
form (e.g. the pilot knows what the rudder must do), whereas
the producer knows the material (what can be made to do that).
In crafts, the two are separate in a way. In natural objects,
the two are not separate.
- The student of nature must know the matter that is matter relative to the form
that the student is studying. Just as the doctor needs to know
primarily about the matter of a person qua sinews, flesh,
bone, etc. and not qua carbon, oxygen, much less quarks,
neutrons, protons, etc.
- The four causes: four ways to explain a thing.
- Material: fire and
earth and air and water cause bodies, assumptions cause
conclusions, parts cause a whole
- formal: the whole
causes parts, the form of a body causes the matter to be a
body, the conclusion causes the assumptions to be
assumptions of it
- final: the goal of
a thing causes it to be
- efficient: the
seed causes the tree, the doctor causes health, the general
causes defeat or victory, etc.
- Final cause is the goal, not necessarily the
beneficiary.
- Fitness is the final cause of hard work, but hard work
is the efficient cause of fitness.
- A pilot can, by presence, cause safety of a ship, and by
absence, cause shipwreck: in both cases, we say the pilot
is the cause. Thus the same thing can cause contraries.
- Causes can be arranged in a branching tree: a doctor
causes health, but the doctor is a crafter, so a crafter
causes health. The crafter is farther from health than the
doctor is.
- Causes can be coincidental:
Polycleitus carved a statue, but Polycleitus qua sculptor
is the efficient cause of the statue, while Polycleitus
qua human being is only coincidentally the cause of the
statue, and Polycleitus qua pale human is more remotely
the cause of the statue.
- The efficient cause
can be spoken of as a potential cause or an actual cause:
the housebuilder is a potential cause of a house before
she builds it, but the actual cause while she is building.
- Causes can be spoken of in particular or in general: for instance,
parents generally are the cause of children generally, but
your particular parents are the cause of you in
particular.
- We should seek the most precise causes, the ones closest
to and non-coincidental to what they are causing. If we
are seeking the cause of a particular, we should seek
particular causes. If we are seeking causes of genera, we
should seek generic causes.
- Physics
2.4-6
- 2.4
- Luck and chance are carefully defined by Aristotle.
- He starts out with puzzles about them.
- A scenario: Al goes to the market. Pat is at the market. Al
had no knowledge that Pat would be there. Al meets Pat.
- What caused the meeting?
- 1) Luck?
- 2) Pat's wanting to go to the market; Al's wanting to go
to the market.
- Those who say 2 identifies the causes are in general
claiming that everything that seems to be caused by luck has
fully explanatory causes that have nothing to do with luck.
- People nonetheless continue to speak of luck as a cause.
What is with that?
- 2.5
- There are clearly things
that do not seem to be the result of luck: apples
don't just happen to grow on apple trees. There is an
essential connection between apples and apple trees. In
general, things that come about invariably or for the most
part in the same way are not caused by luck. But there are
things that come to be only occasionally or uniquely: those
seem like candidates for being caused by luck. But in a way
that is not the only sort of thing that Aristotle says can be
caused by luck: things that come about for the most part can
have particular instances that are caused by luck.
- Of things that have a final cause, some are in accordance
with a decision, others are not (the argument that things that
have a final cause must have a designer behind them seems to
work well here). Aristotle
defines luck and chance: things that come about usually as
the result of a final cause, but in some cases (the ones
caused by luck) do not come about as the result of a final
cause are caused by luck or chance. For instance,
meeting someone you know you want to meet is usually the
result of a decision that leads to action, but sometimes it is
not. When there was no particular decision that led to a
particular meeting with that particular person, we say that
the particular meeting was caused by luck. Note that
particular things are caused by luck. General things cannot be
caused by luck. In the case of a meeting caused by luck, we
say that it has a coincidental final cause (the goal of
meeting that person). There can be an unlimited number of
coincidental causes of any thing. The coincidental causes that could be caused by a
final cause are instances of luck or chance.
- 'Fortunate' is a
term applied to events caused by luck which are of no small
significance.
- 2.6
- Luck is a specific sort of
chance. Chance is the more general term.
- Luck is that type of chance which is found in things that
are capable of being fortunate and capable of intentional action (i.e. agents,
such as humans). Hence children, beasts, and inanimate things
are not able to be lucky (or unlucky), although they can do
things by chance.
- Chance applies to
all things that are incapable of intentional action: a horse
can be saved by chance. It chanced to come out of the barn
before the fire (but that can be seen as if it were
intentional). A tripod can be saved by chance: it chanced to
fall off the altar before lightning smote the altar (again, by
a stretch, that could be seen as if it were intentional). Chance applies
in cases where the event might have been caused by decision in
the following sense: the horse could have been led out of the
barn in order to be saved; the tripod could have been removed
from the altar in order to be saved. Chance also applies to
things that it is very difficult to conceive of at all in
intentional terms (there chanced to be a meteor crash): that
seems to contradict some of the things that A says, but it
fits with other things he says.
- Some events are contrary to nature: siamese twins, for
example, are not 'normal' (which does not mean "normal" in any
'normative' moral or value sense: rather in the simpler sense
that they do not happen invariably or for the most part).
Those events are caused by chance according to A. Even though
there being siamese twins in every particular case of siamese
twins has a particular cause, and that cause is internal to
the twins, nonetheless it is caused by chance. Thus a chance
cause can be internal or external.
- The paragraph at 198a7 is important and difficult. JL
Ackrill in Aristotle the
Philosopher, P 40, says that "Luck and chance, he is
claiming, presuppose
patterns of normal, regular, goal-directed action ('mind and
nature'); and so it would be absurd to suggest that everything happens by
luck and chance. We can have reason to say that some things
happen as if they had been planned only because we take for
granted that some things happen because they really have been
planned; and we can pick out certain sequences as irregular
and exceptional only against a background of sequences that
are regular and to be expected." In other words, it seems as
if Aristotle wants to say that chance and luck are happenings
that are exceptions to regularities. He wants to say that
regularities, by the very fact that they are regular, can be
seen as having been caused for a reason, i.e. by an immediate
final cause (not a coincidental one).
- Physics 2.7-9
- 2.7
- Here, Aristotle connects
the efficient, formal, and final causes in a strong way:
in the case of natural objects, they often amount to one
thing. A human is the formal, efficient, and final cause of
another human. Things that generate motion/change by being in
motion are generally of this sort: the final, formal, and
efficient causes are one.
- 2.8
- This chapter considers the
question of whether everything in nature happens by chance
and necessity OR because it is directed towards an end.
- IN ALL, it seems that we have two major possibilities for understanding Aristotle's
final causes:
- 1) they are heuristic:
they do not identify some actual thing that exists. Rather,
they are descriptions of things that exist (material) that
help us make sense of them. They are primarily epistemic
entities. The material causes are sufficient to explain
natural objects, but it is extremely useful nonetheless to
think of natural things as being for something, because it
furthers our understanding.
- 2) Aristotle thinks that
final causes actually exist as independent explanatory
factors: it takes more than just the proper material
to cause a natural occurrence (a human, fire going up, etc.).
It takes, in addition to the matter, a further explanatory
factor, which is the final/formal cause. This is extremely
hard for moderns to swallow, and that is because we have a
very hard time figuring out a coherent notion of final causes,
unless we postulate a designer-god-like entity, which is just
what Aristotle seems to deny. There are certainly many very
intelligent moderns who say that materialism is not sufficient
to explain consciousness, for instance, but they do not seem
to take a tack that is clearly Aristotelian.
- #2 seems to be what Aristotle intended, because it best fits
the textual evidence. But there are those who say he intended
#1.
- A modern
formulation of the dilemma Aristotle is trying to get
out of: if we put baking soda and
vinegar together in certain circumstances, they will foam up.
Putting those two materials together is sufficient for the
foaming up. There is no particular reason to dream up some
final cause for the event: the materials alone are sufficient,
because they have certain chemical traits that inevitably lead
to the foaming up, given appropriate ambient conditions. What
if animals are simply a more complicated version of that
phenomenon? take primordial soup like that of earth before
life, and the material things that are in that soup are
sufficient for life to happen is the idea. No need for a final
cause!
- Aristotle puts the dilemma
in an even more pointed formulation that smacks of
evolution: he describes the possibility that only those traits
that happen to be conducive to survival actually do survive,
while traits that do not make animals suitable for survival
die out. No need for final causes there.
- He rejects that possibility
via an argument:
- A dilemma argument:
- Such things are either coincidental results OR they are for
something.
- They cannot be coincidental.
- Thus they must be for something.
- Why can't they be coincidental?
- Because things that are coincidental are the result of
chance or luck, whereas things that are natural happen always
or for the most part, and things that happen always or for the
most part cannot be the result of chance or luck.
- In other words, nature is
largely regular, chance cannot be regular, and so natural
events cannot be by chance. They must be for
something. This gives us some insight into what Aristotle
means by 'final cause.' Namely, Aristotle does not want to say
that there must be a designer behind natural things. Rather,
he wants to say that material mechanical processes are not
sufficient for living beings to occur. What is required in
addition is what he calls the 'final cause,' a striving for
being that occurs in addition to the material mechanical
processes.
- The analogy between nature
and crafts shows that the same arrangement of
sequenced events occurs in both, and that those sequenced
events have the same basic structure in both cases. It is
correct to speak of purpose in crafts, and so it is also right
to speak of purpose in nature. But nature's purpose is not the
intentional purpose of a human agent, rather it is a purpose
without a conscious being that formulates the intention. It is
simply a striving that inheres in substances (e.g. earth
strives to go down, fire strives to go up).
- Aristotle basically claims that where there is a regularity, it is often allowable to
speak of a goal, even if there is no agent there
capable of formulating purposes. Even if we do not believe
that spiders are capable of rational decisions and there is no
rational decision-maker that made spiders that way or
continually direct them, nonetheless, we say that they build a
web in order to catch a fly.
Single-celled creatures wave their cilia in order to move towards
food or away from threats. When
we look for the scientific explanation of things, we do not
exclusively look for non-purposive necessary regularities:
there is something very informative about saying that
web-weaving is for catching food. Saying that is
simply a way of saying that this regularity generally exhibits
the same relationship between events as clearly purposive
action does (building a web is to getting food as bringing
money and going to the grocery store is to getting food: it is
activity for an end). This all makes the final cause seem like
an epistemic entity (#1 above).
- Deviations from such
regularities are possible both in nature and in
crafts: that explains why things in nature occur 'for the most
part,' not invariably.
- Some regularities, however,
are purely matters of necessity and involve no purposiveness:
Aristotle allows for that. Some such regularities are
presupposed by goal-directed regularities: it is hard for me
to find an example of this (which may mean it is not a
coherent notion?). Others just come along with them: e.g.,
exercise is for health, but it is not for sweating. Sweating
is coincidental to exercise, but a regular coincidence of
exercise.
- But what about the
question, "What is the human function?" (or what is
the canine function? etc.) It makes sense to ask "what are
hands for?" but it seems to make little sense to ask "What is
a human for?"
- Aristotle clearly says the human function is to be as good a rational agent
as possible. Aristotle also says it is to maintain the species.
What is the species for? is the next question. Aristotle says
that everything is striving to imitate his god, the eternal
and unchanging activity of god: that is connected to being as
good a rational agent as possible.
- 2.9
- Here Aristotle introduces two notions of necessity:
- conditional necessity:
if we are going to have hamburgers, it is necessary to have chopped
meat and buns and a grill.
- unqualified necessity:
given X, Y must
follow.
- BTW, Aristotle also recognizes a type of necessity that
attaches to things that have happened or are happening: for
example, it is necessary that I be at my desk typing
right now in at least the sense that because I am
actually here at my desk, I simply cannot be anywhere else
right now. We'll call that de
re necessity.
- In nature and crafts, the necessity involved is conditional:
if there is to be a wall, there must be materials to build it,
but that does not make it the case that if there are
materials, the wall must
be.
- Just so, if there is to be a cow, there must be flesh and
bones, but flesh and bones do not necessitate the cow.
- To make a wall, materials are necessary, but not sufficient.
One must also understand what a wall is, and doing that
involves knowing what it is for.
- Just so, for there to be a cow, the flesh and bones (or
food, or whatever the material components are) are necessary,
but there must also be the form of cow, which involves what
the cow is for (growth, locomotion, perpetuation of the
species, and to be as godlike as the species cow can be).
- Anything that has a goal has material as a conditional
necessity: if it is to be, the material must be available.
- The following may be unqualified necessity: given the proper
ambient conditions, if you plant an acorn, it must grow.
Generally speaking, put some matter with a privation/potential
in the presence of the things conditionally necessary for the
privation/potential to become actuality, and by an unqualified
necessity, the potentiality/privation will become actuality.
- de Generatione et Corruptione 1.1 and 3-5
- Here Aristotle is concerned with what his predecessors had
to say about coming to be
and passing away.
- When we die, does anything
really cease to be? If we are just our material
constituents, then the answer is no, for they are still there.
Thus anyone who thinks that we just are our material
constituents must call death a change, not a passing away, and
an accidental change at that. Those who think that we are
something in addition to our material constituents, however,
may or may not think there is a passing away. They might think
that the soul continues just as the matter does. In that case,
death is just a change of circumstance for the soul, not a
true ending.
- Aristotle apparently thinks that when a thing comes to be, its form comes to be at the
same time as the thing. For natural things, it takes
a natural thing of the same species to create a new natural
thing: it takes a human as the efficient cause to impart form
to the matter. The new human is not identical to the father,
because of the matter, which resists form. When a natural
thing ceases to be, its form too ceases to be.
- Perhaps the debate about whether forms are particular or
generic for Aristotle has a place here: when I came to be,
surely my species-form did not come to be. At most, we can
say that an instance of my species-form came to be. But if I
have a particular form, then my form could have come to be
when I came to be and could pass away when I pass away.
- 1.3
- In the case of primary substances, the primary beings, how
can there be a coming to be and a passing away?
- Aristotle thought that coming
to
be and passing away actually occur. The coming to be
of a composite of form and matter was the true beginning of a
thing, not simply an alteration. The dissolution of that
composite was a true death, not just an alteration.
- When a new substance comes to be (a child is born (well,
perhaps conceived)), does something come to be from nothing?
That would be a problem, since Aristotle rejects coming to be
from nothing. Aristotle needs to explain how this works.
- Aristotle's way of solving
part of the puzzle is via his analysis of change (an
underlying subject that underlies the move from a privation of
a form to the presence of a form). The underlying subject must
be in a state of potentiality relative to what it becomes: not
just any old thing comes to be from any old thing.
- Every coming to be is also
a perishing. When the underlying matter receives a
form, the form of what it was before perishes. When it loses
its form, a new form takes the old form's place. Thus there is
a continual perpetual coming to be and passing away.
- But the coming to be of a this, a primary substance, is
still a problem, for it is a being in a way that is
independent of other beings. What underlies the change? The
matter: it does not come to be. The form, however, comes to be
(its source is another form of the same sort, but the new form
is a separate form, which in a sense comes to be from
nothing!).
- de Partibus Animalium 1.1, 1.5
- 1.1
- The discussion is abstract here. It concerns the proper
procedure for the biologist: examine the species one by one or
examine the things that are common to more than one species
(sleep, growing, death, birth, etc.)?
- The primary object of study
should be the formal-final cause, for that is the key
to the rest, just as a housebuilder needs the blueprints
first.
- Biologists should refer
their accounts back to what is of necessity: the sort
of necessity which the natural scientist pursues is
conditional necessity (if this is to be, there must be that,
and if that is to be, there must be those, and if those are to
be....: first this, then that, then those, then these, then...
until we get to the end for which a thing comes to be and is).
- A problem arises, because it is difficult to provide
demonstrations with things that are only conditionally
necessary.
- We should proceed by looking at how an animal is, and then
say the reason why the animal is that way. In other words, for
example, first we say what a human is, then we say that humans
therefore have certain parts, since humans cannot be without
those parts. We should produce explanations that are as close
to that model as possible.
- Following that, we should say how the parts come to be: the
material explanation of the parts.
- In other words, Aristotle
wants us to look at both the function of the parts of
animals (how they relate to the whole organism) as well as
the way the parts themselves are constituted. The function
is primary, however.
- Saying that a hand has this shape and these properties is
not sufficient: for it is conceivable that a wooden hand can
have that shape and those properties, or a severed hand might
have that shape and those properties. The only hand that is
really a hand is connected to a whole and living organism. The
severed hand is sufficient if all we want to know about is
what hands are made of and what shape they have, but that is
not what a hand is and does not sufficiently explain hands. We
need to know what they are for and how they relate to
the whole.
- The nature of an animal is
the animal's soul, and that is the primary proper object of
study of the biologist. The soul is the efficient and
formal and final cause of the animal.
- There is a danger, however, in saying that the proper object
of the biologist's study is the soul, for the soul is not just
a thing separate from others. It is also the thing via which
we understand everything, and thus the biologist's object of
study might include everything. Aristotle rejects that idea,
because understanding is found only in the human soul, and so
when we study animals, we need not include everything.
- Many items recur here that
we saw in the Physics before:
- The objects of the biologist's study, natural things, all
exist for some end, as is apparent from the fact that not just
any old thing produces just any old thing.
- The full-blown adult animal is prior to the egg. The oak
tree is prior to the acorn.
- The sort of necessity biologists deal with is conditional
necessity: food is necessary for growth, but growth will not
necessarily result just because there is food. A seed is
necessary for a tree, but a tree will not necessarily result
just because there is a tree.
- 1.5
- Natural objects fall into two sorts: the
imperishable and the perishable. The imperishable are in
the superlunary realm and are not as easily studied. The
perishable include plants and animals, and there is ample
opportunity to study them.
- Aristotle
clearly enjoys and perhaps feels defensive about
investigating various animals and plants and encourages
others not to disdain the study of them. Importantly,
he
emphasizes
the need for observation in the field.