Sponsored Prog/Research : Compliance Matrices : UVM Compliance Program : University of Vermont

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Specific Compliance Issue	Compliance Requirement/Statute	Operational Contact	Available Training/ UVM Resources	University Policy
Human Subject Research	HHS Policy for the Protection of Human Subjects FDA Regulations related to Human Subjects and Clinical Trials	Nancy Stalnaker	Human Subjects Research Training http://www.uvm.edu/irb/tutorial/index.html	Manual for Human Subjects Research
Animal Care	Animal Welfare Act Health Research Extension Act of 1985, Public Law 99-158, Sect. 495,	Ruth Blauwiekel	Amimal Care Education/Training http://www.uvm.edu/%7Eiacuc/?Page=education.html	Manual for Vertebrate Animal Research
Export Controls	Export Administration Regulations (EAR) and International Traffic in Arms Control (ITAR) Office of Foreign Assets Control (OFAC) administers and enforces trade embargos and sanctions	Ruth Farrell	Export Controls Resource Page Export Controls - Export License Decision Tree	Export Controls
Effort Reporting	OMB Circular A-21	Michael Meunier	Web based Effort Reporting Training http://www.uvm.edu/~complian/EffRepTrain/	Effort Management and Reporting
Financial Mgmt of Sponsored Projects	OMB Circular A-21	Michael Meunier	Web based Research Administration Training http://www.uvm.edu/~complian/researchadmin/ http://www.uvm.edu/spa/	Related Policies include: Cost Transfers on Grants and Contracts Subrecipient Monitoring
Conflicts of Interest - Research	Public Health Service (PHS) policy [42 CFR Part 50, Subpart F, National Science Foundation (NSF) policy [Federal Register: July 11, 1995 (vol.60 number 132)].	Ruth Farrell	Sponsored Project Administration: Research COI Information HHS: PHS COI FAQ NSF Conflict of Interest Requirements	Financial Conflict of Interest in Sponsored Research
Scientific Misconduct	NIH and NSF require institutions to adopt procedures that satisfy minimum standards. NIH requires annual update. Flowdown is required.	Ruth Farrell	Coming soon through http://www.citiprogram.org/	Misconduct in Research and Other Scholarly Activities
Technology Transfer	Bayh-Dole Act of 1980 and related regulations [48 CFR parts 927, 952, 970]; Acquisition Regs and Technology Regs., 37 CFR Part 401	Kerry Swift		Intellectual Property Policy

Last modified February 27 2013 10:19 AM

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