University of Vermont

Compliance Services

Select Sponsored Program and Research Compliance Issues

Specific  Compliance Issue
Compliance Requirement/Statute
Operational Contact
Available Training/ UVM Resources
University Policy
Human Subject Research HHS Policy for the Protection of Human Subjects
FDA Regulations related to Human Subjects and Clinical Trials
Nancy Stalnaker
Human Subjects Research Training

Institutional Review Board
Manual for Human
Subjects Research
Animal Care Animal Welfare Act
Health Research Extension Act of 1985, Public Law 99-158, Sect. 495,
Ruth Blauwiekel
Animal Care Education/Training
Manual for Vertebrate
Animal Research
Export Controls
Export Administration Regulations (EAR) and International Traffic in Arms Control (ITAR)

Office of Foreign Assets Control  (OFAC) administers and enforces trade embargos and sanctions
Jennifer Gagnon
Export Controls Resource Page

Export Controls - Export License Decision Tree
Export Controls
Effort Reporting
Uniform Guidance - Compensation Personal Services
Michael Meunier
Web based Effort Reporting Training
Effort Management
and Reporting
Financial Mgmt of Sponsored Projects
Uniform Guidance
Jennifer Gagnon

Michael Meunier

Cost Principles
Cost Sharing (includes Salary Cap Cost-Sharing)
Cost Transfers
Research Related Policies
Conflicts of Interest - Research
Public Health Service (PHS) policy [42 CFR Part 50, Subpart F,
National Science Foundation (NSF) policy [Federal Register: July 11, 1995
(vol.60 number 132)].

Jennifer Gagnon
Sponsored Project Administration: Research COI Information


NSF Conflict of Interest Requirements
Financial Conflict of Interest in Sponsored Research

Scientific Misconduct
NIH and NSF require institutions to adopt procedures that satisfy minimum standards.  NIH requires  annual  update.  Flowdown is required.
Jennifer Gagnon
 Misconduct in Research and Other Scholarly Activities
Technology Transfer
Bayh-Dole Act of 1980 and related regulations
[48 CFR parts 927, 952, 970]; Acquisition Regs and Technology Regs., 37 CFR Part 401

Kerry Swift

Intellectual Property Policy

Last modified March 10 2016 03:29 PM

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