University of Vermont

Compliance Services

Select Sponsored Program and Research Compliance Issues


Specific  Compliance Issue
Compliance Requirement/Statute
Operational Contact
Available Training/ UVM Resources
University Policy
Human Subject Research HHS Policy for the Protection of Human Subjects
FDA Regulations related to Human Subjects and Clinical Trials
Nancy Stalnaker
Human Subjects Research Training
http://www.uvm.edu/irb/tutorial/index.html
Manual for Human Subjects Research
Animal Care Animal Welfare Act
Health Research Extension Act of 1985, Public Law 99-158, Sect. 495,
Ruth Blauwiekel
Animal Care Education/Training
http://www.uvm.edu/~oacm/?Page=training.html
Manual for Vertebrate Animal Research
Export Controls
Export Administration Regulations (EAR) and International Traffic in Arms Control (ITAR)

Office of Foreign Assets Control  (OFAC) administers and enforces trade embargos and sanctions
Jennifer Gagnon
Export Controls Resource Page

Export Controls - Export License Decision Tree
Export Controls
Effort Reporting
OMB Circular A-21
Michael Meunier
Web based Effort Reporting Training
http://www.uvm.edu/~complian/EffRepTrain/
Effort Management and Reporting
Financial Mgmt of Sponsored Projects
OMB Circular A-21
Jennifer Gagnon

Michael Meunier
http://www.uvm.edu/spa/?Page=sptp.html

Cost Principles
http://www.uvm.edu/spa/?Page=costpolicy.html
Cost Sharing (includes Salary Cap Cost-Sharing)
http://www.uvm.edu/spa/?Page=costsharingcommitments.html
Subawards
http://www.uvm.edu/spa/?Page=subaward_issue_monitor.html
Cost Transfers
http://www.uvm.edu/spa/?Page=costtransfersonsponsoredagreements.html
Research Related Policies
http://www.uvm.edu/policies/?Page=cats.php&cat=Re&SM=cat_menu.php
Conflicts of Interest - Research
Public Health Service (PHS) policy [42 CFR Part 50, Subpart F,
National Science Foundation (NSF) policy [Federal Register: July 11, 1995
(vol.60 number 132)].

Jennifer Gagnon
Sponsored Project Administration: Research COI Information

HHS: PHS COI FAQ

NSF Conflict of Interest Requirements
Financial Conflict of Interest in Sponsored Research

Scientific Misconduct
NIH and NSF require institutions to adopt procedures that satisfy minimum standards.  NIH requires  annual  update.  Flowdown is required.
Jennifer Gagnon
http://www.citiprogram.org/
http://www.uvm.edu/spa/?Page=responsibleconduct_cititraining.html
 Misconduct in Research and Other Scholarly Activities
Technology Transfer
Bayh-Dole Act of 1980 and related regulations
[48 CFR parts 927, 952, 970]; Acquisition Regs and Technology Regs., 37 CFR Part 401
Kerry Swift

Intellectual Property Policy

Last modified May 21 2014 11:42 AM

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