Routing Options for Competing Continuations - new April 15, 2017
This section is organized sequentially across the proposal submission process. Use the link to jump to the section you need below, or simply scroll down the page.
This section is organized alphabetically and the links open new web pages.
In some situations UVM submits proposals for multiple years, receives award monies for the first year with an assurance about the future years. Direct and Flow through awards from the National institutes of Health, Health Resources and Services Administration, for example, fall into this category.
The actual dollars for subsequent years are awarded after we submit yearly progress reports. At the time of submission of progress reports, the SPA Research Administrators (SPA RAs) review the progress report and supporting documents and re-route the proposal for the year that is to be funded.
Effective April 15, 2017, we are proposing to discontinue the re-routing of these applications for the following reasonsread more
UVM department is supported by a designated
team of SPA administrators
who assist with development, approval and submission of grant proposals
as well as with award management.
As of June 19, 2017, Principal Investigators and Department Administrators can start their own proposal records in InfoEd. This page provides Step by Step Guides for Principal Investigators, Department Administrators, Chairs and Deans.
proposals require a PI leadership plan, which, at a minimum, must
Please see the Project Personnel Roles page for the definition of Principal Investigator, Co-Principal Investigator and Co-Investigator.
In order to serve as Principal Investigator an individual must be a faculty member or professionally qualified staff with an FTE of 50% or more.
As of June 19, 2017, the SPA Routing Form and the SPA Budget Worksheet have been split into two separate documents. (The SPA Budget Worksheet continues to an excel spreadsheet developed outside of InfoEd and uploadedd as an attachment).read more
SPA staff work closely with the Principal Investigator to develop the proposal budget in conformance with federal regulations governing sponsored project budgets.
UVM's shared facilities and resources provide researchers with the sophisticated equipment and methodologies that help expand their work.
If a proposal involves collaboration with another institution,
relationship may require the issuance of a subaward (also
subcontract) to that organization. In these cases, the UVM is
considered the Prime organization. The UVM Principal Investigator must
obtain a statement of work, budget justification and commitment form
with audit certification from the subcontract organization.
information will be included in the UVM proposal. Read more
subrecipient forms and for how to distinguish between a subrecipient
and a vendor.
UVM requires the Principal Investigator certification for every proposal submission. The certification is provided by the Principal Investigator within the InfoEd electronic routing system when the proposal is submitted to the route.
SPA has instituted an internal submission deadline designed to ensure that proposals can be fully reviewed, approved and submitted in time to meet the sponsor deadlines.
UVM uses the InfoEd Proposal Development (PD) system to
electronically route proposals for internal approvals.
Department Chairs and Deans get notified via email to review and approve the proposal.read more
Once SPA has completed its review and has obtained the UVM Authorized Institutional Approval, SPA will coordinate with the Principal Investigator (or the designated person) to submit the approved proposal to the sponsor in accordance with the sponsor's submission requirements.
Proposal submission to the sponsor is the responsibility of the Principal Investigator.
Exceptions to this long standing policy are for those proposals for which the sponsor requires SPA to electronically submit the proposal via the sponsor's proposal submission mechanism.
In these cases, SPA will contact the Principal Investigator one last time to get his/her confirmation that the proposal is final and complete and then SPA will electronically submit the proposal to the sponsor.
List of Sponsors with Electronic Submission Mechanisms
The UVM Policy on Related Significant Financial Interest in
and Scholarly Activity requires all investigators to disclose whether
or not they have related significant financial interests in sponsored
project research. Disclosures must be updated annually or as new
financial interests are obtained. For the purpose of this policy the
term investigator refers to anyone responsible for the design, conduct,
or reporting of sponsored research, not just the Principal Investigator.
To be eligible for federal funds, UVM must comply with a myriad of federal regulations including those related to protection of human subjects, humane care and use of vertebrate animals, and special handling of biohazardous and radioactive materials. The regulations require review and monitoring of these regulated activities during the life of the project/protocol.
After a proposal is submitted to the sponsor, SPA establishes a "pending" proposal record in the InfoEd Proposal Tracking system. The proposal record is accessible to the Principal Investigator, the department business manager, the department chair and the dean, as well as the department business manager, chair and dean of each person listed on in the proposal budget.
NIH Just in Time link
The National Institutes of Health uses just-in-time procedures for certain programs and award mechanisms. These procedures call for limited information (e.g., a budget justification and a biographical sketch) to be submitted with investigator-initiated applications and allow for a possible NIH request for additional information, including information concerning other support, when the application is under consideration for funding.